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Advisor at EMERSON EQUITY LLC
Dallas, TX | Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Aug 13, 2024 | n/a | yes | Irvine, CA|Dallas, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 18, 2023 | Feb 13, 2024 | no | FT. WORTH, TX | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 11, 2021 | Oct 26, 2022 | no | WESTLAKE, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 15, 2019 | Apr 13, 2021 | no | NEW YORK, NY|FORT WORTH, TX|FRISCO, TX|FORT WORTH, TX|FORT WORTH, TX|FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EMERSON EQUITY LLC | Feb 13, 2024 | Aug 13, 2024 | 182 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | CETERA INVESTMENT ADVISERS LLC | Oct 26, 2022 | Dec 18, 2023 | 418 | Firm change after gap | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 13, 2021 | Jun 11, 2021 | 59 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:288590:TX:2021-04-13 | Apr 13, 2021 | Jun 11, 2021 | FORT WORTH, TX | Firm change |