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RIA / WealthAdvisorChartered Financial Consultant35 years in industry

Mary Ann Sullivan

Advisor at MERCER GLOBAL ADVISORS INC.

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:16f7e811-7b62-56b2-a5ce-4a79d5bed1bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 17, 1991
First registration: Apr 28, 2009
Dual registered: no
Other names: MARY ANN KELLY|MARY ANN KELLY|MARY ANN KELLY|MARY ANN KELLY|MARY ANN KELLY|MARY ANN SULLIVAN
IAPD individual key: 1975404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jul 24, 2026	n/a	yes	WALNUT CREEK, CA	Current employment
MORGAN STANLEY	Wirehouse	Oct 8, 2018	Jun 6, 2025	no	Oakland, CA\|Orinda, CA\|San Francisco, CA\|Oakland, CA\|Martinez, CA\|Walnut Creek, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 10, 2017	Oct 4, 2018	no	SAN FRANCISCO, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 12, 2015	Jul 5, 2016	no	SAN FRANCISCO, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 21, 2012	Jul 23, 2015	no	SAN MATEO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 13, 2011	Sep 10, 2012	no	SAN MATEO, CA	Previous registration
EFFICIENT MARKET ADVISORS, LLC	Former SEC adviser	Apr 28, 2009	May 28, 2009	no	SOUTH LAKE TAHOE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	MERCER GLOBAL ADVISORS INC.	Jun 6, 2025	Jul 24, 2026	413	Firm change after gap	Wirehouse to RIA
WELLS FARGO ADVISORS	MORGAN STANLEY	Oct 4, 2018	Oct 8, 2018	4	Firm change	Wirehouse to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	WELLS FARGO ADVISORS	Jul 5, 2016	Feb 10, 2017	220	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 23, 2015	Aug 12, 2015	20	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Sep 10, 2012	Sep 21, 2012	11	Firm change	Other
EFFICIENT MARKET ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 28, 2009	Dec 13, 2011	929	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:CA:2018-09-25	Oct 4, 2018	Oct 8, 2018	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (7)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 8, 2018 to Jun 6, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 10, 2017 to Oct 4, 2018factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 12, 2015 to Jul 5, 2016factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 21, 2012 to Jul 23, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 13, 2011 to Sep 10, 2012factForm ADV
→ EFFICIENT MARKET ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 28, 2009 to May 28, 2009factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Mary Ann Sullivan left Morgan Stanley for Mercer Global Advisors Inc. (registered 2026-07-24)
Form ADVobserved 3 days ago