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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

James Stuart Linderer

Advisor at U.S. BANCORP ADVISORS, LLC

Hamilton, OH | Mason, OH

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Search this name across graphsid dfx:ria:16ffd24c-265a-03dd-0144-ea94a1cbd702

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 21, 2000
First registration: Sep 3, 2004
Dual registered: yes, broker-dealer
Other names: Jim Stuart Linderer|James Linderer|Jim Linderer
IAPD individual key: 3245895

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Sep 30, 2025	n/a	yes	Hamilton, OH\|Mason, OH	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 10, 2021	Feb 13, 2026	no	Mason, OH\|Hamilton, OH\|Mason, OH\|Cincinnati, OH\|Kansas City, MO\|Liberty, MO\|Saint Paul, MN	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 26, 2021	Nov 8, 2021	no	KANSAS CITY, MO	Previous registration
WADDELL & REED	Former SEC adviser	Apr 9, 2018	Aug 23, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 13, 2016	Apr 3, 2018	no	KANSAS CITY, MO\|Kansas City, MO	Previous registration
BFC PLANNING, INC.	Bd affiliated wealth	Sep 25, 2014	Aug 16, 2016	no	GLADSTONE, MO\|CEDAR RAPIDS, IA	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Nov 12, 2013	Sep 26, 2014	no	Urbandale, IA\|GLADSTONE, MO	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 24, 2006	Mar 26, 2013	no	KANSAS CITY, MO\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
PROSPERITY NETWORK, INC	n/a	Sep 3, 2004	Dec 31, 2004	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Sep 30, 2025	-136	Bulk transfer	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	U.S. BANCORP INVESTMENTS, INC.	Nov 8, 2021	Nov 10, 2021	2	Firm change	Other
WADDELL & REED	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Aug 23, 2021	Aug 26, 2021	3	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	WADDELL & REED	Apr 3, 2018	Apr 9, 2018	6	Firm change	Ibd to ibd
BFC PLANNING, INC.	U.S. BANCORP INVESTMENTS, INC.	Aug 16, 2016	Oct 13, 2016	58	Firm change	Other
INTEGRITY ALLIANCE, LLC	BFC PLANNING, INC.	Sep 26, 2014	Sep 25, 2014	-1	Firm change	Other
CETERA ADVISORS LLC	INTEGRITY ALLIANCE, LLC	Mar 26, 2013	Nov 12, 2013	231	Firm change	Other
PROSPERITY NETWORK, INC	CETERA ADVISORS LLC	Dec 31, 2004	Jan 24, 2006	389	Firm change	Other

Relationships

Registered with (8)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 10, 2021 to Feb 13, 2026factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 26, 2021 to Nov 8, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 9, 2018 to Aug 23, 2021factForm ADV
→ BFC PLANNING, INC.Registered adviserregistration: previous registration
Sep 25, 2014 to Aug 16, 2016factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Nov 12, 2013 to Sep 26, 2014factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 24, 2006 to Mar 26, 2013factForm ADV
→ PROSPERITY NETWORK, INCRegistered adviserregistration: previous registration
Sep 3, 2004 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.