DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Stuart Linderer
Feed of 09/15/2026
Also filed as Jim Stuart Linderer
At current firm
0 y
since Sep 30, 2025
In the industry
26 y
since Aug 21, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Sep 30, 2025 · Hamilton, Oh
- U.S. Bancorp Investments, Inc. formerNov 10, 2021 to Feb 13, 2026 · Mason, Oh
- Northwestern Mutual Investment Services,LLC no RAUMAug 26, 2021 to Nov 8, 2021 · Kansas City, Mo
- Waddell & Reed formerApr 9, 2018 to Aug 23, 2021 · Overland Park, Ks
- U.S. Bancorp Investments, Inc. formerOct 13, 2016 to Apr 3, 2018 · Kansas City, Mo
- Bfc Planning, Inc. BD affiliatedSep 25, 2014 to Aug 16, 2016 · Gladstone, Mo
- Integrity Alliance, LLC BD affiliatedNov 12, 2013 to Sep 26, 2014 · Urbandale, Ia
- Cetera Advisors LLC formerJan 24, 2006 to Mar 26, 2013 · Kansas City, Mo
- Prosperity Network, Inc unclassifiedSep 3, 2004 to Dec 31, 2004 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Sep 30, 2025 (-136 days) · corporate re-registration, not a move
- Northwestern Mutual Investment Services,LLC to U.S. Bancorp Investments, Inc.left Nov 8, 2021, registered Nov 10, 2021 (2 days) · Other
- Waddell & Reed to Northwestern Mutual Investment Services,LLCleft Aug 23, 2021, registered Aug 26, 2021 (3 days) · Other
- U.S. Bancorp Investments, Inc. to Waddell & Reedleft Apr 3, 2018, registered Apr 9, 2018 (6 days) · Affiliated broker-dealer or bank to another
- Bfc Planning, Inc. to U.S. Bancorp Investments, Inc.left Aug 16, 2016, registered Oct 13, 2016 (58 days) · Other
- Integrity Alliance, LLC to Bfc Planning, Inc.left Sep 26, 2014, registered Sep 25, 2014 (-1 days) · Other
- Cetera Advisors LLC to Integrity Alliance, LLCleft Mar 26, 2013, registered Nov 12, 2013 (231 days) · Other
- Prosperity Network, Inc to Cetera Advisors LLCleft Dec 31, 2004, registered Jan 24, 2006 (389 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address