DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• F•••••••• M••••••••• L••
Bellvue, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• F•••••••• M••••••••• L•• | Independent wealth | Sep 11, 2023 | n/a | yes | Bellvue, CO | Current employment |
| G••••••••• W••••• S••••••••• L•• | n/a | Nov 15, 2007 | Oct 30, 2023 | no | FT. COLLINS, CO|FT. COLLINS, CO|FT. COLLINS, CO|MCKINNEY, TX|FORT COLLINS, CO|FT. COLLINS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••••• W••••• S••••••••• L•• | C•••••• F•••••••• M••••••••• L•• | Oct 30, 2023 | Sep 11, 2023 | -49 | Firm change after gap | Other |
| E•••••••• A••••••• I•• | G••••••••• W••••• S••••••••• L•• | Dec 31, 2007 | Nov 15, 2007 |
| Previous registration |
| E•••••••• A••••••• I•• | n/a | Jan 11, 2007 | Dec 31, 2007 | no | ROSEVILLE, CA | Previous registration |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Apr 28, 2006 | Dec 31, 2006 | no | ARLINGTON, TX|ARLINGTON, TX | Previous registration |
| G•• S••••••••• I••• | Bd affiliated wealth | Jan 18, 2005 | Apr 25, 2006 | no | MCKINNEY, TX | Previous registration |
| P•• A•••• M••••••••• I•• | n/a | Jan 29, 2004 | Dec 31, 2004 | no | PLANO, TX | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 25, 2001 | Jul 1, 2002 | no | PLANO, TX | Previous registration |
| -46 |
| Firm change after gap |
| Other |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | E•••••••• A••••••• I•• | Dec 31, 2006 | Jan 11, 2007 | 11 | Firm change | Other |
| G•• S••••••••• I••• | B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Apr 25, 2006 | Apr 28, 2006 | 3 | Firm change | Other |
| P•• A•••• M••••••••• I•• | G•• S••••••••• I••• | Dec 31, 2004 | Jan 18, 2005 | 18 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | P•• A•••• M••••••••• I•• | Jul 1, 2002 | Jan 29, 2004 | 577 | Firm change after gap | Other |