DFX Intelligence
Reading the graph
Reading the graph
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B••••••• F••••• • C•••••• F•••••••• S•••••••• I•••, CRD 13609
CEDAR RAPIDS, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• I•••••• S•••••••• | Certified Financial Planner | GALESBURG, IL | 23 | 39 | 1 | yes |
| Y••••• C•••• | n/a | IRVINE, CA | 23 | 39 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• F••••• • C•••••• | 100% OWNER | E | yes | 12/1997 | Mar 30, 2012 | Mar 25, 2024 |
| B••••••• T••••• J••••• | COMMON STOCK SHAREHOLDER | C | yes | 12/1997 | Mar 30, 2012 | Mar 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | n/a | Bd affiliated wealth | $3.8B | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Atchison | Ks | United States | 4 | no |
| E•••••S | Co | United States | 3 | no |
| Harrison | Oh | United States | 3 | no |
| SULPHUR SPRINGS | TX | United States | 3 | no |
| Peoria | Az | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 7 | -7 | 9.9% | 0 | 0 | 0 | 0 | 14 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $906M | $798M | 13.6% | $396M | 31.8% | 100 | 100 | 55 | 100 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 4 | Mar 13, 2026 | Mar 10, 2026 | ATCHISON, KS | Team lift out | Ibd to ibd | 5.3% |
| L•• F•••••••• L•• | 2 | Oct 28, 2024 | Oct 28, 2024 |
| yes |
| P•••••• A•••••• D••••• | n/a | NORTH CANTON, OH | 23 | 28 | n/a | yes |
| S•••••• R•• D•••••••• | n/a | Cedar Rapids, IA | 22 | 35 | 1 | yes |
| H•••• E••••• I••••• | n/a | Columbus, OH | 22 | 28 | n/a | yes |
| M•••••• M••••• | Certified Financial Planner | FLEMINGTON, NJ | 22 | 40 | n/a | yes |
| R•••••• F••• W•••••••• | Certified Financial Planner | PITTSBURGH, PA | 21 | 33 | 2 | yes |
| M•••••• J•••• D•••••••• | Certified Financial Planner | Whispering Pines, NC | TITUSVILLE, NJ | 21 | 40 | n/a | yes |
| B•••• E••• C••••• | n/a | FLOWERY BRANCH, GA | 20 | 38 | 1 | yes |
| P••••• C••••• M••••••••• | n/a | LAWRENCE, KS | 20 | 31 | n/a | yes |
| P••• G•••••• B••••• | n/a | SUWANEE, GA | 20 | 26 | n/a | yes |
| G•••••• E••••• S•••• | n/a | ELYRIA, OH | 20 | 37 | n/a | yes |
| J•••• W•••• T••••••• | Chartered Financial Consultant | TEMPLE, PA | 19 | 43 | 1 | yes |
| W•••••• K••••••• V••••••• | n/a | OTTUMWA, IA | 19 | 43 | n/a | yes |
| L•••• E•••••••• D••••• | Certified Financial Planner | SULPHUR SPRINGS, TX | 18 | 24 | n/a | yes |
| C••••••• L•••• V•••• | n/a | MERRITT ISLAND, FL | 18 | 19 | n/a | yes |
| C•••• M• F••••••••• | n/a | BOUNTIFUL, UT | 18 | 22 | 1 | yes |
| L••••• L••••• H••••• | n/a | Elk Grove, CA | SACRAMENTO, CA | 17 | 25 | 2 | yes |
| C•••••• M•••••• H••••• | n/a | Bloomfield Hills, MI | BLOOMFIELD HILLS, MI | 16 | 31 | 1 | yes |
| R••••• L••• J•••••• | n/a | HARRISON, OH | 16 | 32 | 2 | yes |
| R•••••• J••• J•••••• | n/a | HARRISON, OH | 16 | 22 | 1 | yes |
| E•••• L•••• B•••• | n/a | ATLANTA, GA | 15 | 24 | 3 | yes |
| A••• M•••••• S••• | n/a | SUWANEE, GA | 13 | 27 | 1 | yes |
| H•••• M••• P••••• | n/a | CORCORAN, MN | 12 | 36 | n/a | yes |
| T•••••• V••••••••• H••••• | n/a | Bloomfield Hills, MI | BLOOMFIELD HILLS, MI | 10 | 17 | n/a | yes |
| CHAIRMAN OF THE BOARD/EXECUTIVE VICE PRESIDENT |
| Na |
| yes |
| 09/2023 |
| Mar 30, 2012 |
| Mar 25, 2024 |
| C••••••• K••••••• K•••• E•••• | CHIEF COMPLIANCE OFFICER | Na | no | 12/2020 | Dec 23, 2020 | Mar 25, 2024 |
| C••••••••• A••••• J•••• | CHIEF EXECUTIVE OFFICER/PRESIDENT | Na | no | 09/2023 | Mar 28, 2014 | Mar 25, 2024 |
| D••••••••• S•••••• R•• | VICE PRESIDENT LEGAL & REGULATORY MATTERS (A/O 11/2017) | Na | no | 07/2014 | Mar 21, 2015 | Mar 25, 2024 |
| H•••• J•••• R•••• | VICE PRESIDENT/TECHNOLOGY | Na | no | 12/2020 | Dec 23, 2020 | Mar 25, 2024 |
| M•••••• R•••••• M•••••• | EXECUTIVE VICE PRESIDENT | Na | no | 11/2017 | Mar 30, 2012 | Mar 25, 2024 |
| N••••••• B••••••• M••••••• | CHIEF TECHNOLOGY OFFICER | Na | no | 11/2017 | Mar 29, 2018 | Mar 25, 2024 |
| R•••• B•••• | CHIEF FINANCIAL OFFICER/TREASURER (A/O 11/5/2020) | Na | no | 09/2023 | Jan 18, 2017 | Mar 25, 2024 |
| S•••••• J••••• M•••• | CHIEF ADMINISTRATION OFFICER/SECRETARY (A/O 11/2017) | Na | no | 09/2023 | Mar 30, 2012 | Mar 25, 2024 |
| S••••••• N•••••••• | VICE PRESIDENT OF BUSINESS DEVELOPMENT | Na | no | 10/2002 | Mar 25, 2024 | Mar 25, 2024 |
| S••••••••• P•••• N•••••• | CHIEF BUSINESS DEVELOPMENT OFFICER | Na | no | 09/2023 | Apr 4, 2017 | Mar 25, 2024 |
| W•••••• R•••• A••••• | VICE PRESIDENT COMPLIANCE/OSJ MANAGER | Na | no | 06/2021 | Mar 30, 2012 | Mar 25, 2024 |
| no |
| Sacramento | CA | United States | 2 | no |
| Sacramento | CA | United States | 2 | no |
| Sarasota | FL | United States | 2 | no |
| Suwanee | Ga | United States | 2 | no |
| Burlington | Ia | United States | 2 | no |
| Northbrook | IL | United States | 2 | no |
| BLOOMFIELD HILLS | Mi | United States | 2 | no |
| Plymouth | Mn | United States | 2 | no |
| Helena | Mt | United States | 2 | no |
| Graham | Nc | United States | 2 | no |
| Minot | Nd | United States | 2 | no |
| Eugene | Or | United States | 2 | no |
| Midvale | Ut | United States | 2 | no |
| n/a | n/a | n/a | 2 | no |
| Forsyth | IL | United States | 1 | no |
| Zionsville | In | United States | 1 | no |
| Lawrence | Ks | United States | 1 | no |
| Bismarck | Nd | United States | 1 | no |
| Toledo | Oh | United States | 1 | no |
| Pittsburgh | Pa | United States | 1 | no |
| Mar 27, 2026 |
| $906M |
| $438M |
| 100 |
| 100 |
| 55 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $798M | $509M | 100 | 100 | 100 | n/a | n/a |
| 2023 | Mar 25, 2024 | $742M | $452M | 100 | 100 | 100 | n/a | n/a |
| 2022 | Mar 30, 2023 | $396M | $332M | 100 | 100 | 100 | n/a | n/a |
| 2021 | Mar 31, 2022 | $970M | $815M | 100 | 100 | 100 | n/a | n/a |
| 2020 | Mar 31, 2021 | $798M | $573M | 100 | 100 | 153 | n/a | n/a |
| 2019 | May 6, 2020 | $688M | $436M | 113 | 103 | 153 | n/a | n/a |
| 2018 | Mar 29, 2019 | $610M | $409M | 118 | 118 | 99 | n/a | n/a |
| 2017 | Mar 29, 2018 | $703M | $411M | 136 | 136 | 130 | n/a | n/a |
| 2016 | Jan 18, 2017 | $586M | $262M | 163 | 163 | n/a | n/a | n/a |
| 2015 | Feb 2, 2016 | $765M | $449M | 163 | 163 | n/a | n/a | n/a |
| 2014 | Mar 21, 2015 | $901M | $600M | 174 | 174 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $794M | $517M | 173 | 173 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $748M | $403M | 235 | 235 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $630M | $308M | n/a | n/a | n/a | n/a | n/a |
| EUGENE, OR |
| Team lift out |
| Ibd to ibd |
| 2.5% |
| D•••• F••••••••• L•• | 2 | Sep 30, 2021 | Mar 11, 2022 | BLUE SPRINGS, MO | Team lift out | Ibd to state RIA | 2.3% |
| W••••••• F•••••••• S•••••••• I••• | 2 | Dec 18, 2019 | Dec 18, 2019 | ANN ARBOR, MI | Team lift out | Ibd to ibd | 2.2% |
| B•• P•••••••• I••• | 2 | Sep 10, 2018 | Sep 2, 2016 | SAN DIEGO, CA | Team lift out | Ibd to ibd | 2.0% |
| R••••••• P•••••• W••••• M••••••••• | 2 | Jun 22, 2018 | Dec 8, 2022 | SAGINAW, MI | Team lift out | Ibd to state RIA | 2.0% |
| C••••• I••••••••• A••••••• L•• | 2 | Oct 12, 2016 | Jun 29, 2023 | MINNEAPOLIS, MN | Team lift out | Other | 1.9% |