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F•••• J••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

F•••• J••• W•••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Omaha, NE

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Search this name across graphsid dfx:ria:171b12f2-495c-8634-c177-b88fff8f8f05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 11, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 19, 2015	n/a	yes	Omaha, NE	Current employment
F•••• N••••••• C•••••• M••••••• I•••	Former SEC adviser	Apr 8, 2013	Jun 18, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• N••••••• C•••••• M••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 18, 2015	Jun 19, 2015	1	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	F•••• N••••••• C•••••• M••••••• I•••	Apr 9, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115920:149018:NE:2015-06-18	Jun 18, 2015	Jun 19, 2015	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jun 19, 2015 to presentfactForm ADV
→ F•••• N••••••• C•••••• M••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2013 to Jun 18, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2009 to Apr 9, 2013factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:171b12f2-495c-8634-c177-b88fff8f8f05
First observed: May 11, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.