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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JOHANNA GRACE JACKSON

Advisor at WELLS FARGO ADVISORS

ASTON, PA | PHILADELPHIA, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 1, 1999
First registration: Jun 15, 1999
Dual registered: yes, broker-dealer
Other names: JOHANNA G BASAURE|JOHANNA GRACE BASAURE|JOHANNA G. B. JACKSON|JOHANNA GRACE JACKSON|JOHANNA GB JACKSON
IAPD individual key: 3143559

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 10, 2025	n/a	yes	ASTON, PA\|PHILADELPHIA, PA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 28, 2025	no	Greenville, DE\|Greenville, DE	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 19, 2008	Jun 1, 2009	no	WILMINGTON, DE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 15, 1999	Dec 16, 2008	no	WILMINGTON, DE\|WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jan 28, 2025	Feb 10, 2025	13	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Dec 16, 2008	Dec 19, 2008	3	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 10, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 28, 2025factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 19, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 15, 1999 to Dec 16, 2008factForm ADV

Dated events

Occurred
Jan 28, 2025
Advisor changed firm
Johanna Grace Jackson left Morgan Stanley for Wells Fargo Advisors (registered 2025-02-10)
Form ADVobserved 4 days ago