DFX Intelligence

T• • M• F•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

T• • M• F•••••••• I•••

CRD 291786

TOPEKA, KS

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Search this name across graphsid dfx:ria:1724304b-c81b-ab05-785b-d1c638af8d11

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2026 to Apr 2, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 291786
Filings on the tape: 1
First filed: Apr 2, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• L•• M•••••	n/a	TOPEKA, KS	8	45	2	yes
F•••• E••••• B•••	n/a	TOPEKA, KS	8	23

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T• • M• F•••••••• I•••	2	Nov 30, 2016	May 23, 2018	TOPEKA, KS	Team lift out	Other	100.0%

Relationships

Registered with (3)

← K••••••••• W•••• M•••••Advisorregistration: current employment
May 23, 2018 to presentfactForm ADV
← R•••••• L•• M•••••Advisorregistration: current employment
May 10, 2018 to presentfactForm ADV
← F•••• E••••• B•••Advisorregistration: current employment
May 10, 2018 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1724304b-c81b-ab05-785b-d1c638af8d11
First observed: Apr 2, 2026
Last observed: Apr 2, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.