DFX Intelligence
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Reading the graph
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Advisor at T• • M• F•••••••• I•••
TOPEKA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T• • M• F•••••••• I••• | State registered | May 23, 2018 | n/a | yes | TOPEKA, KS | Current employment |
| T• • M• F•••••••• I••• | n/a | May 16, 2008 | Nov 30, 2016 | no | TOPEKA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• • M• F•••••••• I••• | T• • M• F•••••••• I••• | Nov 30, 2016 | May 23, 2018 | 539 | Firm change after gap | Other |
| W••••••• F•••••••• S•••••••• I••• | T• • M• F•••••••• I••• | Oct 30, 2006 | May 16, 2008 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144295:291786:KS:2016-11-30 | Nov 30, 2016 | May 23, 2018 | TOPEKA, KS | Firm change after gap |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 14, 2005 | Oct 30, 2006 | no | TOPEKA, KS|TOPEKA, KS | Previous registration |
| 564 |
| Firm change after gap |
| Other |