DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••• • N••••• W••••• M••••••••• L••
BARRINGTON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• • N••••• W••••• M••••••••• L•• | Former SEC adviser | Mar 12, 2025 | n/a | yes | BARRINGTON, IL | Current employment |
| A•••••• W••••• M••••••••• L•• | Independent wealth | Jun 29, 2023 | Feb 7, 2025 | no | BARRINGTON, IL|MOUNT PLEASANT, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• W••••• M••••••••• L•• | B••••••• • N••••• W••••• M••••••••• L•• | Feb 7, 2025 | Mar 12, 2025 | 33 | Firm change | RIA to new firm |
| P•••••••• F•••••••• G••••• I••• | A•••••• W••••• M••••••••• L•• | Sep 26, 2023 | Jun 29, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 156862:291902:IL:2023-09-26 | Sep 26, 2023 | Jun 29, 2023 | BARRINGTON, IL | Firm change after gap |
| P•••••••• F•••••••• G••••• I••• | Former SEC adviser | Aug 3, 2011 | Sep 26, 2023 | no | BARRINGTON, IL | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 20, 2011 | May 2, 2011 | no | CRYSTAL LAKE, IL | Previous registration |
| -89 |
| Firm change after gap |
| RIA to RIA |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | P•••••••• F•••••••• G••••• I••• | May 2, 2011 | Aug 3, 2011 | 93 | Firm change | Other |