RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• K•••• B•••••••
- B••••••• • N••••• W••••• M••••••••• L•• former currentsince Mar 12, 2025 · Barrington, Il
- A•••••• W••••• M••••••••• L•• independent RIAJun 29, 2023 to Feb 7, 2025 · Barrington, Il
- P•••••••• F•••••••• G••••• I••• formerAug 3, 2011 to Sep 26, 2023 · Barrington, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 20, 2011 to May 2, 2011 · Crystal Lake, Il
- A•••••• W••••• M••••••••• L•• to B••••••• • N••••• W••••• M••••••••• L••left Feb 7, 2025, registered Mar 12, 2025 (33 days) · RIA to a newly registered adviser
- P•••••••• F•••••••• G••••• I••• to A•••••• W••••• M••••••••• L••left Sep 26, 2023, registered Jun 29, 2023 (-89 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••••• F•••••••• G••••• I•••left May 2, 2011, registered Aug 3, 2011 (93 days) · Other
- B••••• K•••• B••••••• left A•••••• W••••• M••••••••• L•• for B••••••• • N••••• W••••• M••••••••• L•• (registered 2025-03-12)Feb 7, 2025 · Advisor changed firm · fact
- B••••• K•••• B••••••• left P•••••••• F•••••••• G••••• I••• for A•••••• W••••• M••••••••• L•• (registered 2023-06-29)Sep 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address