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Advisor at VANDERBILT ADVISORY SERVICES
Dublin, OH | WOODBURY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Sep 3, 2015 | n/a | yes | WOODBURY, NY|Dublin, OH | Current employment |
| GIRARD SECURITIES, INC. | Former SEC adviser | Apr 9, 2013 | Aug 3, 2015 | no | SAN DIEGO, CA|COLUMBUS, OH | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 1, 2008 | Mar 26, 2013 | no | COLUMBUS, OH|GROVEPORT, OH|COLUMBUS, OH | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jul 5, 2007 | Aug 1, 2008 | no | GROVEPORT, OH|DUBLIN, OH|COLUMBUS, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 22, 2002 | Jan 8, 2007 | no | COLUMBUS, OH|UPPER ARLINGTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GIRARD SECURITIES, INC. | VANDERBILT ADVISORY SERVICES | Aug 3, 2015 | Sep 3, 2015 | 31 | Firm change | Other |
| NATIONWIDE SECURITIES, LLC | GIRARD SECURITIES, INC. | Mar 26, 2013 | Apr 9, 2013 | 14 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | NATIONWIDE SECURITIES, LLC | Aug 1, 2008 | Aug 1, 2008 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | 1717 CAPITAL MANAGEMENT COMPANY | Jan 8, 2007 | Jul 5, 2007 | 178 | Firm change | Other |