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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Patricia Osuna Flores

Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC

Lemon Grove, CA | San Diego, CA

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Search this name across graphsid dfx:ria:173fc7f6-b176-c45c-532d-2fc046ebf363

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVY FEDERAL INVESTMENT SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 10, 1999
First registration: Jun 17, 2004
Dual registered: yes, broker-dealer
Other names: Patricia Flores
IAPD individual key: 1690755

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Nov 6, 2025	n/a	yes	San Diego, CA\|Lemon Grove, CA\|Lemon Grove, CA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 25, 2022	Jul 7, 2025	no	SAN DIEGO, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Mar 16, 2021	Oct 29, 2021	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 26, 2004	Feb 25, 2021	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 17, 2004	Oct 4, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	NAVY FEDERAL INVESTMENT SERVICES, LLC	Jul 7, 2025	Nov 6, 2025	122	Firm change	Ibd to ibd
INDEPENDENT FINANCIAL GROUP, LLC	CUSO FINANCIAL SERVICES, L.P.	Oct 29, 2021	May 25, 2022	208	Firm change	Ibd to ibd
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL GROUP, LLC	Feb 25, 2021	Mar 16, 2021	19	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Oct 4, 2004	Oct 26, 2004	22	Firm change	Other

Relationships

Registered with (5)

→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
May 25, 2022 to Jul 7, 2025factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Mar 16, 2021 to Oct 29, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 26, 2004 to Feb 25, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 17, 2004 to Oct 4, 2004factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
Patricia Osuna Flores left Cuso Financial Services, L.P. for Navy Federal Investment Services, Llc (registered 2025-11-06)
Form ADVobserved 5 days ago