DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patricia Osuna Flores
Feed of 09/14/2026
Also filed as Patricia Flores
At current firm
0 y
since Nov 6, 2025
In the industry
27 y
since Feb 10, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Navy Federal Investment Services, LLC BD affiliated currentsince Nov 6, 2025 · San Diego, Ca
- Cuso Financial Services, L.P. formerMay 25, 2022 to Jul 7, 2025 · San Diego, Ca
- Independent Financial Group, LLC BD affiliatedMar 16, 2021 to Oct 29, 2021 · San Diego, Ca
- LPL Financial LLC BD affiliatedOct 26, 2004 to Feb 25, 2021 · San Diego, Ca
- Wells Fargo Advisors wirehouseJun 17, 2004 to Oct 4, 2004 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to Navy Federal Investment Services, LLCleft Jul 7, 2025, registered Nov 6, 2025 (122 days) · Affiliated broker-dealer or bank to another
- Independent Financial Group, LLC to Cuso Financial Services, L.P.left Oct 29, 2021, registered May 25, 2022 (208 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Independent Financial Group, LLCleft Feb 25, 2021, registered Mar 16, 2021 (19 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to LPL Financial LLCleft Oct 4, 2004, registered Oct 26, 2004 (22 days) · Other
Signals
- Patricia Osuna Flores left Cuso Financial Services, L.P. for Navy Federal Investment Services, Llc (registered 2025-11-06)Jul 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address