DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

NORTHERN NECK INVESTORS LLC

CRD 109215

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1740f042-debe-e926-01dc-d22de492c5a9

Data as of Mar 25, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Mar 25, 2014
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Northern Neck Investors LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2014-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 30
Private funds: 14Schedule D 7.B(1)
Private fund GAV: $660Mgross asset value as reported per fund; never fund size
Custody, client assets: $1.3B
SEC number: 801-56408
CRD: 109215
Filings on the tape: 7
First filed: Mar 29, 2012
Latest filed: Mar 25, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Nni00021	Private Equity Fund	$91.2M	Apr 30, 2012	3	Mar 29, 2012	dropped	n/a
Nni00003	Private Equity Fund	$14.8M	Apr 30, 2012	17	Mar 29, 2012	dropped	n/a
Nni00008	Private Equity Fund	$11.0M	Apr 30, 2012	4	Mar 29, 2012	dropped	n/a
Nni00005	Private Equity Fund	$9.5M	Apr 30, 2012	6	Mar 29, 2012	dropped	n/a
Nni00007	Private Equity Fund	$9.3M	Apr 30, 2012	8	Mar 29, 2012	dropped	n/a
Nni00004	Private Equity Fund	$7.9M	Apr 30, 2012	9	Mar 29, 2012	dropped	n/a
Nni00029	Private Equity Fund	$6.8M	Mar 25, 2014	2	Mar 25, 2014	reported	n/a
Nni00028	Private Equity Fund	$3.7M	Mar 25, 2014	4	Mar 25, 2014	reported	n/a
Nni00001	Private Equity Fund	$1.0M	Apr 30, 2012	16	Mar 29, 2012	dropped	n/a
Nni00024	Private Equity Fund	$769,415	Apr 30, 2012	2	Mar 29, 2012	dropped	n/a
Nni00002	Private Equity Fund	$656,650	Apr 30, 2012	17	Mar 29, 2012	dropped	n/a
Nni00023	Private Equity Fund	$206,224	Apr 30, 2012	2	Mar 29, 2012	dropped	n/a
Nni00009	Private Equity Fund	$198,112	Apr 30, 2012	5	Mar 29, 2012	dropped	n/a
Nni00006	Private Equity Fund	$100,362	Apr 30, 2012	7	Mar 29, 2012	dropped	n/a
Nni00025	Private Equity Fund	$7,109	Apr 30, 2012	6	Mar 29, 2012	dropped	n/a
Nni00026	Private Equity Fund	$0	Apr 30, 2012	5	Mar 29, 2012	dropped	n/a
Nni00010	Private Equity Fund	$0	Apr 30, 2012	4	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HILTON, TIMOTHY, T (MI ONLY)	MEMBER & DIRECTOR	A	yes	05/1998	Mar 29, 2012	Mar 25, 2014
JOHNSON IV, EDWARD, C (MI ONLY)	DIRECTOR, SOLE TRUSTEE TO ECJMAJ FIMCORP TRUST	Na	yes	03/2006	Mar 29, 2012	Mar 25, 2014
JOHNSON, EDWARD, CROSBY	SOLE TRUSTEE TO JOHNSON FIMCORP TRUSTS 1, 2, AND 3	Na	yes	03/2006	Mar 29, 2012	Mar 25, 2014
MUCCI, PAUL, L. (MI ONLY)	President	Na	yes	11/2007	Mar 29, 2012	Mar 25, 2014
REMONDI, JOHN, J (MI ONLY)	MEMBER & DIRECTOR	A	yes	05/1998	Mar 29, 2012	Mar 25, 2014
WICK, MATTHEW, JOSEPH	TREASURER, VICE PRESIDENT	Na	yes	11/2010	Mar 29, 2012	Mar 25, 2014
WONDRACK, LINDA, JEAN	CHIEF COMPLIANCE OFFICER	Na	yes	04/2012	Apr 30, 2012	Mar 25, 2014
CURVEY, JAMES, C (MI ONLY)	Member	A	no	05/1998	Mar 29, 2012	Mar 25, 2014
ECJMAJ FIMCORP TRUST	Member	A	no	03/2006	Mar 29, 2012	Mar 25, 2014
ELJRCK FIMCORP TRUST	Member	A	no	03/2006	Mar 29, 2012	Mar 25, 2014
FREEDMAN, JAY, (NMN)	MEMBER & ASSISTANT SECRETARY	A	no	12/2013	Mar 29, 2012	Mar 25, 2014
GAQUIN, MICHAEL, D (MI ONLY)	COMPLIANCE OFFICER	Na	no	11/2009	Mar 29, 2012	Mar 25, 2014
JOHNSON FIMCORP TRUST 1	Member	B	no	03/2006	Mar 29, 2012	Mar 25, 2014
JOHNSON FIMCORP TRUST 2	Member	B	no	03/2006	Mar 29, 2012	Mar 25, 2014
JOHNSON FIMCORP TRUST 3	Member	B	no	03/2006	Mar 29, 2012	Mar 25, 2014
JOHNSON, ABIGAIL, P	Member	A	no	05/1998	Mar 29, 2012	Mar 25, 2014
JOHNSON, ELIZABETH, L (MI ONLY)	SOLE TRUSTEE TO ELJRCK FIMCORP TRUST	Na	no	03/2006	Mar 29, 2012	Mar 25, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIDELITY MANAGEMENT & RESEARCH COMPANY	n/a	Asset manager	$5685B	N	yes	n/a
STRATEGIC ADVISERS, INC.	n/a	National bd RIA	$1370B	N	yes	n/a
FMR CO., INC.	n/a	Former SEC adviser	$919B	N	yes	n/a
FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.	n/a	Former SEC adviser	$869B	N	yes	n/a
PYRAMIS GLOBAL ADVISORS, LLC	n/a	Asset manager	$348B	N	yes	n/a
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED	n/a	Asset manager	$33B	N	yes	n/a
FIDELITY MANAGEMENT & RESEARCH (U.K.) INC.	n/a	Asset manager	$26B	N	yes	n/a
IMPRESA MANAGEMENT LLC	n/a	Asset manager	$13B	N	yes	n/a
BALLYROCK INVESTMENT ADVISORS LLC	n/a	Asset manager	$11B	N	yes	n/a
FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC.	n/a	Asset manager	$2.4B	N	yes	n/a
FIDELITY SELECTCO, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
AGILUS VENTURES ADVISORS IV-E LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
AMISTA VENTURES ADVISORS III LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
BEACON BIOVENTURES ADVISORS FUND II LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
BEACON BIOVENTURES ADVISORS FUND III LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
BEACON BIOVENTURES ADVISORS LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
FIDELITY BROKERAGE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
FIDELITY CLEARING CANADA ULC	n/a	n/a	n/a	N	yes	n/a
FIDELITY DISTRIBUTORS CORPORATION	n/a	n/a	n/a	N	yes	n/a
FIDELITY EMPLOYER INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
FIDELITY INVESTMENTS CANADA ULC	n/a	n/a	n/a	N	yes	n/a
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.	n/a	n/a	n/a	N	yes	n/a
FIL LIMITED	n/a	n/a	n/a	N	no	n/a
FMR INVESTMENT MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
NATIONAL FINANCIAL SERVICES, LLC	n/a	Former SEC adviser	n/a	N	yes	Ma
PYRAMIS DISTRIBUTORS CORPORATION LLC	n/a	n/a	n/a	N	yes	n/a
PYRAMIS GLOBAL ADVISORS (CANADA) ULC	n/a	n/a	n/a	N	yes	n/a
PYRAMIS GLOBAL ADVISORS (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
PYRAMIS GLOBAL ADVISORS (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
PYRAMIS GLOBAL ADVISORS TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 25, 2014	$1.7B	$1.7B	5	2	n/a	14	$660M
2012	Mar 27, 2013	$1.7B	$1.7B	6	2	n/a	12	$264M
2011	Mar 29, 2012	$1.9B	$1.9B	n/a	n/a	n/a	26	$809M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.7B	$1.7B	0.6%	n/a	n/a	5	6	n/a	n/a

Relationships

Affiliated with (12)

→ STRATEGIC ADVISERS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ FMR INVESTMENT MANAGEMENT (UK) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIDELITY MANAGEMENT & RESEARCH COMPANY LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FMR CO., INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ BALLYROCK INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NATIONAL FINANCIAL SERVICES, LLCRegistered adviserother investment adviser, broker-dealer, custodian, common control
factForm ADV
→ FIAM LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FIDELITY SELECTCO, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ IMPRESA MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (17)

→ NNI00028Private fundPrivate Equity Fund, IA
Mar 25, 2014 to presentfactForm ADV
→ NNI00029Private fundPrivate Equity Fund, IA
Mar 25, 2014 to presentfactForm ADV
→ NNI00010Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00001Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00008Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00004Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00002Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00003Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00009Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00024Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00006Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00007Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00026Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00025Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00023Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00021Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV
→ NNI00005Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Apr 30, 2012factForm ADV

Controls (7)

← JOHNSON, EDWARD, CROSBYOwnerSOLE TRUSTEE TO JOHNSON FIMCORP TRUSTS 1, 2, AND 3, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← WONDRACK, LINDA, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 30, 2012 to presentfactForm ADV
← WICK, MATTHEW, JOSEPHOwnerTREASURER, VICE PRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← REMONDI, JOHN, J (MI ONLY)OwnerMEMBER & DIRECTOR, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← HILTON, TIMOTHY, T (MI ONLY)OwnerMEMBER & DIRECTOR, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← JOHNSON IV, EDWARD, C (MI ONLY)OwnerDIRECTOR, SOLE TRUSTEE TO ECJMAJ FIMCORP TRUST, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← MUCCI, PAUL, L. (MI ONLY)OwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Owns (10)

← CURVEY, JAMES, C (MI ONLY)OwnerMEMBER, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← FREEDMAN, JAY, (NMN)OwnerMEMBER & ASSISTANT SECRETARY, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← JOHNSON, ABIGAIL, POwnerMEMBER, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← JOHNSON, ELIZABETH, L (MI ONLY)OwnerSOLE TRUSTEE TO ELJRCK FIMCORP TRUST, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GAQUIN, MICHAEL, D (MI ONLY)OwnerCOMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← ECJMAJ FIMCORP TRUSTOwnerMEMBER, ownership code A, domestic entity
Mar 29, 2012 to presentfactForm ADV
← ELJRCK FIMCORP TRUSTOwnerMEMBER, ownership code A, domestic entity
Mar 29, 2012 to presentfactForm ADV
← JOHNSON FIMCORP TRUST 1OwnerMEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV
← JOHNSON FIMCORP TRUST 2OwnerMEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV
← JOHNSON FIMCORP TRUST 3OwnerMEMBER, ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1740f042-debe-e926-01dc-d22de492c5a9
First observed: Mar 29, 2012
Last observed: Mar 25, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHERN NECK INVESTORS LLC

CRD 109215

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1740f042-debe-e926-01dc-d22de492c5a9

Data as of Mar 25, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:26 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

Nni00021

Private Equity Fund

$91.2M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00003

Private Equity Fund

$14.8M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00008

Private Equity Fund

$11.0M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00005

Private Equity Fund

$9.5M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00007

Private Equity Fund

$9.3M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00004

Private Equity Fund

$7.9M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00029

Private Equity Fund

$6.8M

Mar 25, 2014

reported

n/a

Nni00028

Private Equity Fund

$3.7M

Mar 25, 2014

reported

n/a

Nni00001

Private Equity Fund

$1.0M

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00024

Private Equity Fund

$769,415

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00002

Private Equity Fund

$656,650

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00023

Private Equity Fund

$206,224

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00009

Private Equity Fund

$198,112

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00006

Private Equity Fund

$100,362

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00025

Private Equity Fund

$7,109

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00026

Private Equity Fund

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Nni00010

Private Equity Fund

Apr 30, 2012

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HILTON, TIMOTHY, T (MI ONLY)

MEMBER & DIRECTOR

yes

05/1998

Mar 29, 2012

Mar 25, 2014

JOHNSON IV, EDWARD, C (MI ONLY)

DIRECTOR, SOLE TRUSTEE TO ECJMAJ FIMCORP TRUST

yes

03/2006

Mar 29, 2012

Mar 25, 2014

JOHNSON, EDWARD, CROSBY

SOLE TRUSTEE TO JOHNSON FIMCORP TRUSTS 1, 2, AND 3

yes

03/2006

Mar 29, 2012

Mar 25, 2014

MUCCI, PAUL, L. (MI ONLY)

President

yes

11/2007

Mar 29, 2012

Mar 25, 2014

REMONDI, JOHN, J (MI ONLY)

MEMBER & DIRECTOR

yes

05/1998

Mar 29, 2012

Mar 25, 2014

WICK, MATTHEW, JOSEPH

TREASURER, VICE PRESIDENT

yes

11/2010

Mar 29, 2012

Mar 25, 2014

WONDRACK, LINDA, JEAN

CHIEF COMPLIANCE OFFICER

yes

04/2012

Apr 30, 2012

Mar 25, 2014

CURVEY, JAMES, C (MI ONLY)

Member

05/1998

Mar 29, 2012

Mar 25, 2014

ECJMAJ FIMCORP TRUST

Member

03/2006

Mar 29, 2012

Mar 25, 2014

ELJRCK FIMCORP TRUST

Member

03/2006

Mar 29, 2012

Mar 25, 2014

FREEDMAN, JAY, (NMN)

MEMBER & ASSISTANT SECRETARY

12/2013

Mar 29, 2012

Mar 25, 2014

GAQUIN, MICHAEL, D (MI ONLY)

COMPLIANCE OFFICER

11/2009

Mar 29, 2012

Mar 25, 2014

JOHNSON FIMCORP TRUST 1

Member

03/2006

Mar 29, 2012

Mar 25, 2014

JOHNSON FIMCORP TRUST 2

Member

03/2006

Mar 29, 2012

Mar 25, 2014

JOHNSON FIMCORP TRUST 3

Member

03/2006

Mar 29, 2012

Mar 25, 2014

JOHNSON, ABIGAIL, P

Member

05/1998

Mar 29, 2012

Mar 25, 2014

JOHNSON, ELIZABETH, L (MI ONLY)

SOLE TRUSTEE TO ELJRCK FIMCORP TRUST

03/2006

Mar 29, 2012

Mar 25, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIDELITY MANAGEMENT & RESEARCH COMPANY

n/a

Asset manager

$5685B

yes

n/a

STRATEGIC ADVISERS, INC.

n/a

National bd RIA

$1370B

yes

n/a

FMR CO., INC.

n/a

Former SEC adviser

$919B

yes

n/a

FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.

n/a

Former SEC adviser

$869B

yes

n/a

PYRAMIS GLOBAL ADVISORS, LLC

n/a

Asset manager

$348B

yes

n/a

FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED

n/a

Asset manager

$33B

yes

n/a

FIDELITY MANAGEMENT & RESEARCH (U.K.) INC.

n/a

Asset manager

$26B

yes

n/a

IMPRESA MANAGEMENT LLC

n/a

Asset manager

$13B

yes

n/a

BALLYROCK INVESTMENT ADVISORS LLC

n/a

Asset manager

$11B

yes

n/a

FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC.

n/a

Asset manager

$2.4B

yes

n/a

FIDELITY SELECTCO, LLC

n/a

Former SEC adviser

yes

n/a

AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP

n/a

yes

n/a

AGILUS VENTURES ADVISORS IV-E LIMITED PARTNERSHIP

n/a

yes

n/a

ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP

n/a

yes

n/a

AMISTA VENTURES ADVISORS III LIMITED PARTNERSHIP

n/a

yes

n/a

BEACON BIOVENTURES ADVISORS FUND II LIMITED PARTNERSHIP

n/a

yes

n/a

BEACON BIOVENTURES ADVISORS FUND III LIMITED PARTNERSHIP

n/a

yes

n/a

BEACON BIOVENTURES ADVISORS LIMITED PARTNERSHIP

n/a

yes

n/a

FIDELITY BROKERAGE SERVICES LLC

n/a

yes

n/a

FIDELITY CLEARING CANADA ULC

n/a

yes

n/a

FIDELITY DISTRIBUTORS CORPORATION

n/a

yes

n/a

FIDELITY EMPLOYER INSURANCE SERVICES, INC.

n/a

yes

n/a

FIDELITY INVESTMENTS CANADA ULC

n/a

yes

n/a

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.

n/a

yes

n/a

FIL LIMITED

n/a

FMR INVESTMENT MANAGEMENT (UK) LIMITED

n/a

yes

n/a

NATIONAL FINANCIAL SERVICES, LLC

n/a

Former SEC adviser

n/a

yes

PYRAMIS DISTRIBUTORS CORPORATION LLC

n/a

yes

n/a

PYRAMIS GLOBAL ADVISORS (CANADA) ULC

n/a

yes

n/a

PYRAMIS GLOBAL ADVISORS (HONG KONG) LIMITED

n/a

yes

n/a

PYRAMIS GLOBAL ADVISORS (IRELAND) LIMITED

n/a

yes

n/a

PYRAMIS GLOBAL ADVISORS TRUST COMPANY

n/a

yes

n/a

VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 25, 2014

$1.7B

n/a

$660M

2012

Mar 27, 2013

$1.7B

n/a

$264M

2011

Mar 29, 2012

$1.9B

n/a

$809M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.7B

0.6%

n/a