DFX Intelligence

B•••••••• I••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

B•••••••• I••••••••• A••••••• L••

CRD 115324

BOSTON, MA

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Search this name across graphsid dfx:ria:832f72ae-4d94-4870-05a5-1447106816c9

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 68
Dated events: 38
On other graphs: 0
Observed: Mar 28, 2012 to Jul 30, 2026
56 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $11B••• Locked
Discretionary RAUM: $11B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••••• C•• 1• L•••	Securitized Asset Fund	$547M	Jul 30, 2026	7	Mar 31, 2022	reported	n/a
B•••••••• C•• 2• L•••	Securitized Asset Fund	$542M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S••••••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Jan 23, 2023	Mar 28, 2024
F•• L••	Member	E	yes	01/2007	Mar 28, 2012	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• M••••••••• • R••••••• C•••••• L••	n/a	ASSET_M••••••	$5685B	N	yes	n/a
S•••••••• A••••••• L••	n/a	National bd RIA	$1370B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$8.4B	30.5%	$5.0B	30.3%	5	0	0	0

Relationships

Affiliated with (26)

← F••••••• D••••••••• S•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S•••••••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F•• I••••••••• M••••••••• ••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F••••••• M••••••••• • R••••••• C•••••• L••Registered adviser

Dated events

Occurred
Jul 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$494M
Occurred
Jul 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$462M
Occurred
Jul 30, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:832f72ae-4d94-4870-05a5-1447106816c9
First observed: Mar 28, 2012
Last observed: Jul 30, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.