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P••• R••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

P••• R••••• M•••••••••

Advisor at S•••••• A•••••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:174bcf87-a98d-a506-d7cb-c14988e630c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A•••••••• L••	Independent wealth	Sep 23, 2013	n/a	yes	BOSTON, MA	Current employment
S••••• B•••••	Former SEC adviser	Sep 5, 2006	Apr 8, 2013	no	BOSTON, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B•••••	S•••••• A•••••••• L••	Apr 8, 2013	Sep 23, 2013	168	Firm change	Other

Relationships

Registered with (2)

→ S•••••• A•••••••• L••Registered adviserregistration: current employment
Sep 23, 2013 to presentfactForm ADV
→ S••••• B•••••Registered adviserregistration: previous registration
Sep 5, 2006 to Apr 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:174bcf87-a98d-a506-d7cb-c14988e630c9
First observed: Sep 5, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.