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S••••• B••••• CAPITAL MANAGEMENT LLC, CRD 105194
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• A••••••• W•••••• | Director | F | yes | 06/2009 | Mar 30, 2012 | May 22, 2013 |
| M••••••• R•••• T••••• | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MANAGER | Na | yes | 11/2007 | Mar 30, 2012 | May 22, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| W••••• C••••• P•••••••• H••• A•• D••• L•• | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Berkeley | CA | United States | n/a | no |
| SAN FRANCISCO | CA | United States | n/a | no |
| Plymouth | Ma | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Feb 27, 2013 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $2.2B | $2.0B | 8.8% | n/a | n/a | 45 | n/a | n/a | n/a |
| Director |
| F |
| yes |
| 06/2009 |
| Mar 30, 2012 |
| May 22, 2013 |
| R••••••••• S•••• | Director | F | yes | 11/2012 | Dec 13, 2012 | May 22, 2013 |
| S••••• B••••• A••••••• L•• | Member | E | yes | 11/2007 | Mar 30, 2012 | May 22, 2013 |
| W••••• C••••• P•••••••• H••• A•• D••• L•• | Member | E | yes | 11/2007 | Mar 30, 2012 | May 22, 2013 |
| F••••• K••••••• D•••••••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2008 | Mar 30, 2012 | May 22, 2013 |
| $1.9B |
| 45 |
| 23 |
| n/a |
| n/a |
| n/a |
| 2011 | Mar 30, 2012 | $2.0B | $1.8B | n/a | n/a | n/a | n/a | n/a |