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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

TERRENCE WILLIAM HOSTY

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

cincinnati, OH | Cincinnati, OH

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Search this name across graphsid dfx:ria:175c36b0-9e16-a2ce-151e-39dffb215c5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 26, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 30, 1983
First registration: Nov 26, 1999
Dual registered: yes, broker-dealer
Other names: TERRENCE WILLIAM HOSTY|TERRY HOSTY
IAPD individual key: 1221999

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	n/a	yes	Cincinnati, OH\|cincinnati, OH	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Sep 23, 2008	Oct 18, 2019	no	CINCINNATI, OH\|CINCINNATI, OH\|FT. MITCHELL, KY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Sep 26, 2008	no	BLUE ASH, OH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Dec 18, 2006	Jan 1, 2008	no	BLUE ASH, OH\|ST. LOUIS, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Dec 19, 2006	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Nov 26, 1999	Feb 21, 2006	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
WELLS FARGO ADVISORS	J.J.B. HILLIARD, W.L. LYONS, LLC	Sep 26, 2008	Sep 23, 2008	-3	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	A. G. EDWARDS & SONS, INC.	Dec 19, 2006	Dec 18, 2006	-1	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (6)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Sep 23, 2008 to Oct 18, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Sep 26, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 18, 2006 to Jan 1, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Dec 19, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Nov 26, 1999 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.