RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• W•••••• H••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Cincinnati, Oh
- J••••• H•••••••• W••• L••••• L•• formerSep 23, 2008 to Oct 18, 2019 · Cincinnati, Oh
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Sep 26, 2008 · Blue Ash, Oh
- A• G• E•••••• • S•••• I••• unclassifiedDec 18, 2006 to Jan 1, 2008 · Blue Ash, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Dec 19, 2006 · Cincinnati, Oh
- L••• M•••• W••• W•••••• I••••••••• unclassifiedNov 26, 1999 to Feb 21, 2006 · Cincinnati, Oh
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to J••••• H•••••••• W••• L••••• L••left Sep 26, 2008, registered Sep 23, 2008 (-3 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to A• G• E•••••• • S•••• I•••left Dec 19, 2006, registered Dec 18, 2006 (-1 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address