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R•••• L••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R•••• L••• P•••••••

Advisor at R•• C•••••• M••••••• L••

SEATTLE, WA | SUQUAMISH, WA

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Search this name across graphsid dfx:ria:175f7c4f-4fe1-9906-cbea-0e9ca6b1a0b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 20, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Feb 13, 2025	n/a	yes	SEATTLE, WA\|SUQUAMISH, WA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 17, 2022	Feb 12, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Feb 12, 2025	Feb 13, 2025	1	Firm change	Wirehouse to ibd
N••••••••• M••••• I••••••••• S•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 31, 2022

Relationships

Registered with (5)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Feb 13, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 17, 2022 to Feb 12, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 8, 2021 to Jan 31, 2022factForm ADV
→ R••••• W• B•••• • C•• I•••••••••

Dated events

Occurred
Feb 12, 2025
Advisor changed firm
R•••• L••• P••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L•• (registered 2025-02-13)
Form ADVobserved 7 days ago
Occurred
Jan 31, 2022
Advisor changed firm
R•••• L••• P••••••• left N••••••••• M••••• I••••••••• S••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:175f7c4f-4fe1-9906-cbea-0e9ca6b1a0b6
First observed: Apr 20, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.