DFX Intelligence

C••••••••• R•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C••••••••• R•••••• M••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

PORTAGE, MI

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Search this name across graphsid dfx:ria:17610e9b-814e-5208-afc3-09eff0044d29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 6, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 17, 2025	n/a	yes	PORTAGE, MI	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Aug 23, 2016	Jan 23, 2025	no	KALAMAZOO, MI\|KALAMAZOO, MI\|PORTAGE, MI\|RICHLAND, MI\|PORTAGE, MI\|KALAMAZOO, MI\|KALAMAZOO, MI\|KALAMAZOO, MI\|KALAMAZOO, MI\|BATTLE CREEK, MI\|KALAMAZOO, MI\|KALAMAZOO, MI\|KALAMAZOO, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jan 23, 2025	Jan 17, 2025	-6	Firm change	Ibd to ibd
L•• F•••••••• L••	F•••• T•••• S••••••••• I•••	Aug 31, 2016	Aug 23, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
628:6363:MI:2025-01-23	Jan 23, 2025	Jan 17, 2025	KALAMAZOO, MI	Firm change

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2016 to Jan 23, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 17, 2014 to Aug 31, 2016factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
C••••••••• R•••••• M•••••• left F•••• T•••• S••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-01-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17610e9b-814e-5208-afc3-09eff0044d29
First observed: Jun 10, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.