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Advisor at WELLS FARGO ADVISORS
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 21, 2025 | n/a | yes | SEATTLE, WA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 22, 2018 | Jul 23, 2025 | no | SEATTLE, WA|SAN FRANCISCO, CA|Seattle, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 18, 2013 | Nov 19, 2018 | no | SEATTLE, WA|SAN FRANCISCO, CA | Previous registration |
| ALLIANCEBERNSTEIN L.P. | Other adviser | May 11, 2006 | Nov 14, 2007 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 23, 2025 | Jul 21, 2025 | -2 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 19, 2018 | Oct 22, 2018 | -28 | Firm change | Ibd to wirehouse |
| ALLIANCEBERNSTEIN L.P. | CITIGROUP GLOBAL MARKETS INC. | Nov 14, 2007 | Apr 18, 2013 | 1,982 | Firm change after gap | Other |