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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Kevin Lin

Advisor at LPL ENTERPRISE, LLC

WHITTIER, CA | ORANGE, CA

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Search this name across graphsid dfx:ria:176a093a-d8a0-7234-ef4f-c7a31249625c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 10, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 13, 2026
First registration: Feb 10, 2020
Dual registered: yes, broker-dealer
Other names: Lin Kevin
IAPD individual key: 6587422

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Apr 15, 2026	n/a	yes	ORANGE, CA\|WHITTIER, CA	Current employment
GOLDEN EAGLE CAPITAL ADVISORS, INC.	Other adviser	Oct 11, 2023	Apr 16, 2025	no	Whittier, CA\|DUBAI	Previous registration
EMPIRIKAL PARTNERS LLC	State registered	Aug 11, 2020	Feb 2, 2023	no	PHOENIX, AZ\|Whittier, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Feb 10, 2020	Aug 6, 2020	no	El Monte, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDEN EAGLE CAPITAL ADVISORS, INC.	LPL ENTERPRISE, LLC	Apr 16, 2025	Apr 15, 2026	364	Firm change	RIA to ibd
EMPIRIKAL PARTNERS LLC	GOLDEN EAGLE CAPITAL ADVISORS, INC.	Feb 2, 2023	Oct 11, 2023	251	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	EMPIRIKAL PARTNERS LLC	Aug 6, 2020	Aug 11, 2020	5	Firm change	Ibd to state RIA

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ GOLDEN EAGLE CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 11, 2023 to Apr 16, 2025factForm ADV
→ EMPIRIKAL PARTNERS LLCRegistered adviserregistration: previous registration
Aug 11, 2020 to Feb 2, 2023factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 10, 2020 to Aug 6, 2020factForm ADV

Dated events

Occurred
Apr 16, 2025
Advisor changed firm
Kevin Lin left Golden Eagle Capital Advisors, Inc. for Lpl Enterprise, Llc (registered 2026-04-15)
Form ADVobserved 6 days ago
Occurred
Feb 2, 2023
Advisor changed firm
Kevin Lin left Empirikal Partners Llc for Golden Eagle Capital Advisors, Inc. (registered 2023-10-11)
Form ADVobserved 6 days ago