DFX Intelligence

G••••• E•••• C•••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

G••••• E•••• C•••••• A•••••••• I•••

CRD 173811

DUBAI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd9eba00-f174-1e28-c01f-4c0fd9fc6388

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 1, 2015 to Mar 5, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.15 fund_share=0.01 institutional_share=0.51 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $46.8M••• Locked
Discretionary RAUM: $0
Private client RAUM: $7.2Mderived••• Locked
Private client share: 15%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $9.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••••• M••••••	n/a	Dubai	7	20	n/a	yes
K••• T••••••• I•••••••	n/a	New York, NY	6	13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• H••••• L••••• L•	Hedge Fund	$0	Mar 5, 2026	1	Jun 24, 2020	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• M•••••••	PRESIDENT/DIRECTOR, CCO AND PRINCIPAL OPERATIONS OFFICER	E	yes	07/2014	May 1, 2015	Mar 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• F• L••	n/a	n/a	n/a	Y	yes	n/a
G••••• E•••• S••••••••• I•••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$46.8M	$63.7M	-26.5%	$47.4M	-0.4%	2	2	0	0

Relationships

Registered with (6)

← D•••• L•••• M•••••••Advisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← S•••• A•••••••• N••••••Advisorregistration: current employment
Jan 25, 2025 to presentfactForm ADV
← F•••••••• S••• W•••••Advisorregistration: current employment
Sep 30, 2021 to presentfactForm ADV
← K••• T••••••• I•••••••

Dated events

Occurred
Apr 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 1, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd9eba00-f174-1e28-c01f-4c0fd9fc6388
First observed: May 1, 2015
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.