DFX Intelligence

P•• A•••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

P•• A•••••• I••

P•• A••••••, INC., CRD 107269

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:176a283c-cb19-1287-167d-24e21eb59a38

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 9
On other graphs: 2
Observed: Mar 30, 2012 to May 29, 2026
47 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•• A•••••• I••

Private equity manager · shared crd

Independent Sponsorsidentity

P•• A•••••• I••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.21 institutional_share=0.79 related_bd=true related_bank=true bd_reps=8.0
Regulatory AUM: $94B••• Locked
Discretionary RAUM: $93B
Private client RAUM: $1.5Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 217

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• A•••••• P•••••• E••••• F••• V•• L•	Private Equity Fund	$831M	Mar 28, 2024	10	Mar 28, 2019	reported	021-314033
P•• A•••••• P•••••• E••••• F••• V••••• L•	Private Equity Fund	$589M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• T•••••• R••••••	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	08/2014	Aug 28, 2014	Mar 28, 2024
C••••••• M•••• T•	EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR	Na	yes	01/2021	Jun 4, 2018	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••••• N••••••• A•••• M••••••••• L••	n/a	Asset manager	$246B	N	yes	n/a
P•• L••• M••••••••• C•••••• 2• L••	n/a	Asset manager	$2.7B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$94B	$74B	25.9%	$72B	9.4%	217	212	5	6

Relationships

Affiliated with (9)

← P•• L••• M••••••••• C•••••• 2• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ J•••••• N••••••• A•••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ P•• L••• M••••••••• C•••••• 2• L••Registered adviserother investment adviser, control, common control
factForm ADV
← J•••••• N••••••• A•••• M••••••••• L••Registered adviser

Dated events

Occurred
Mar 29, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$19.3B
Occurred
Jul 17, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 30, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:176a283c-cb19-1287-167d-24e21eb59a38
First observed: Mar 30, 2012
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.