DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 111079
LANSING, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| J•••••• A•••• S••••••• F••• L••• | Other Private Fund | $228M | Oct 27, 2016 | 1 | Mar 28, 2014 | dropped | n/a |
| J••••••••• C•••••••• S••••••••• S••••••• F••• L••• | Other Private Fund | $76.2M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• E•••• A••• | SENIOR VICE PRESIDENT, OPERATIONS | Na | yes | 03/2022 | Mar 30, 2012 | May 31, 2024 |
| B••••• L••• I•••••••• C•••••• | SOLE SHAREHOLDER | E | yes | 08/1987 | Mar 30, 2012 | May 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P•• A••••••• I••• | n/a | Institutional manager | $94B | N | yes | n/a |
| P•• L••• M••••••••• C•••••• 2• L•• | n/a | Asset manager | $2.7B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 13 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $246B | $254B | -3.1% | $223B | 3.4% | 156 | 160 | 1 | 1 |
| 1 |
| Mar 28, 2014 |
| dropped |
| n/a |
| J•••••• M•••••• F•••••• S••••••• F••• L••• | Other Private Fund | $51.8M | Mar 29, 2019 | 1 | Mar 30, 2012 | dropped | n/a |
| J••••••••• G••••• A••••••••• F••• L••• | Other Private Fund | $50.1M | Mar 29, 2019 | 1 | Mar 30, 2012 | dropped | n/a |
| J••••••••• B••••• C•••••••• S••••••• F••• L••• | Other Private Fund | $15.1M | Apr 24, 2020 | 1 | Nov 11, 2014 | dropped | n/a |
| J•••••• R••• P••••• F••• L••• | Other Private Fund | $3.9M | Mar 29, 2019 | 1 | Mar 28, 2014 | dropped | n/a |
| J•••••••• V•••• G••••• M•••• A••••••• R••••• A•••••••• F••• L••• | Other Private Fund | $1.1M | Apr 24, 2020 | 1 | Mar 29, 2019 | dropped | n/a |
| J••••• D•••••• A•••• A••••••••• F••• L••• | Other Private Fund | $178,446 | Mar 29, 2019 | 1 | Mar 27, 2015 | dropped | n/a |
| J••••••••• I••••••••• G••• F••• L••• | Other Private Fund | $108,696 | Mar 29, 2019 | 1 | Mar 28, 2014 | dropped | n/a |
| J•• M••••••••• A••••••••• F••• •••••• P•••••••• L••• | Other Private Fund | $0 | Mar 28, 2024 | 1 | Mar 29, 2019 | reported | n/a |
| VICE PRESIDENT & CHIEF FINANCIAL OFFICER |
| Na |
| yes |
| 08/2021 |
| Jan 10, 2014 |
| May 31, 2024 |
| G••••••• D•••••••• D•••• | MANAGING BOARD MEMBER | Na | yes | 01/2023 | Mar 30, 2023 | May 31, 2024 |
| G••••• S••••• J•• | MANAGING BOARD MEMBER | Na | yes | 01/2023 | Mar 30, 2023 | May 31, 2024 |
| G•••••• R••••••• J••••• | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | Na | yes | 08/2018 | Sep 7, 2018 | May 31, 2024 |
| H••••••• W••••••• P•••• | SENIOR VICE PRESIDENT & CHIEF I•••••MENT OFFICER | Na | yes | 07/2014 | Aug 20, 2014 | May 31, 2024 |
| J•••••• F•••••••• I••• | SOLE SHAREHOLDER | E | yes | 12/2015 | Mar 30, 2021 | May 31, 2024 |
| J•••••• H••••••• L•• | SOLE SHAREHOLDER | E | yes | 07/1987 | Mar 29, 2018 | May 31, 2024 |
| J•••••• N••••••• L••• I•••••••• C•••••• | SOLE MEMBER | E | yes | 11/2000 | Mar 30, 2012 | May 31, 2024 |
| K••••• D•••••• W•••••• | CHIEF OPERATING OFFICER & SENIOR VICE PRESIDENT | Na | yes | 04/2011 | Mar 30, 2012 | May 31, 2024 |
| N••••• M•••• D••••• | PRESIDENT & CHIEF EXECUTIVE OFFICER; MANAGING BOARD MEMBER & CHAIR | Na | yes | 01/2007 | Mar 30, 2012 | May 31, 2024 |
| R•••• A•••••• R••• | MANAGING BOARD MEMBER | Na | yes | 06/2016 | Jul 12, 2016 | May 31, 2024 |
| R•••• S••••• S••• | SECRETARY, SVP & GENERAL COUNSEL | Na | yes | 11/2000 | Mar 30, 2012 | May 31, 2024 |
| R••••••••• K••••••• L•• | ASSISTANT SECRETARY | Na | yes | 12/2014 | Jun 3, 2015 | May 31, 2024 |
| B••••• L••• I•••••••• C•••••• | n/a | n/a | n/a | N | yes | n/a |
| J•••••• N••••••• L••• D••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| J•••••• N••••••• L••• I•••••••• C•••••• | n/a | n/a | n/a | Y | yes | n/a |
| J•••••• N••••••• L••• I•••••••• C•••••• O• N•• Y••• | n/a | n/a | n/a | N | yes | n/a |
| P•• P••••• C•••••• P•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Mar 30, 2026 |
| $261B |
| $261B |
| 156 |
| 13 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $254B | $254B | 160 | 13 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $247B | $247B | 164 | 13 | 1 | 1 | $0 |
| 2022 | Mar 30, 2023 | $223B | $223B | 176 | 13 | 1 | 1 | $0 |
| 2021 | Mar 30, 2022 | $285B | $285B | 170 | 13 | 1 | 1 | $0 |
| 2020 | Mar 30, 2021 | $261B | $261B | 181 | 13 | 1 | 1 | $0 |
| 2019 | Mar 30, 2020 | $237B | $237B | 179 | 13 | 1 | 3 | $17.0M |
| 2018 | Mar 29, 2019 | $32B | $32B | 180 | 13 | 1 | 8 | $131M |
| 2017 | Mar 29, 2018 | $34B | $34B | 181 | 12 | 1 | 6 | $267M |
| 2016 | Mar 30, 2017 | $31B | $31B | 167 | 12 | n/a | 6 | $293M |
| 2015 | Mar 29, 2016 | $41B | $41B | 165 | 12 | n/a | 7 | $440M |
| 2014 | Mar 27, 2015 | $39B | $39B | 170 | 12 | n/a | 5 | $476M |
| 2013 | Mar 28, 2014 | $35B | $35B | 160 | 10 | n/a | 4 | $488M |
| 2012 | Mar 28, 2013 | $27B | $27B | 150 | 8 | n/a | 2 | $5.9M |
| 2011 | Mar 30, 2012 | $9.0B | $9.0B | n/a | n/a | n/a | 2 | $5.9M |