M•••••• W•••••

Advisor at C••••• F•••••••• A•••••••• I•••

EDINA, MN | Victoria, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1771f515-8d66-d5e5-73aa-5adc483b4c3f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• A•••••••• I•••	Independent wealth	Oct 1, 2025	n/a	yes	Victoria, MN\|EDINA, MN	Current employment
L•••• P••• W••••• M•••••••••	Independent wealth	Jul 9, 2024	Jan 9, 2025	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• P••• W••••• M•••••••••	C••••• F•••••••• A•••••••• I•••	Jan 9, 2025	Oct 1, 2025	265	Firm change	RIA to RIA
A•••••• P••••••• P•••••••• I•••	L•••• P••• W••••• M•••••••••	May 24, 2024	Jul 9, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
151330:106237:MN:2024-03-28	Mar 28, 2024	Aug 3, 2023	PRIOR LAKE, MN	Firm change after gap

Relationships

Registered with (5)

→ C••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ L•••• P••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 9, 2024 to Jan 9, 2025factForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2023 to May 24, 2024factForm ADV
→ S••••• W••••• A••••••••• L••

Dated events

Occurred
Jan 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1771f515-8d66-d5e5-73aa-5adc483b4c3f
First observed: Mar 1, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.