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RIA / WealthAdvisor31 years in industry

ROGER LEE THOMPSON

Advisor at PRIVATE CLIENT SERVICES GROUP, LLC

OCALA, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE CLIENT SERVICES GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 5, 1994
First registration: Apr 6, 2006
Dual registered: no
Other names: ROGER LEE THOMPSON|ROGER LEE THOMPSON
IAPD individual key: 2372311

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE CLIENT SERVICES GROUP, LLC	State registered	Jul 11, 2015	n/a	yes	OCALA, FL	Current employment
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Nov 10, 2016	Nov 10, 2016	no	SCOTTSDALE, AZ\|Tampa, FL	Previous registration
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Oct 20, 2011	Dec 31, 2015	no	ORLANDO, FL\|TAMPA, FL\|TAMPA, FL	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Apr 26, 2010	Oct 17, 2011	no	TAMPA, FL	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 27, 2010	Apr 15, 2010	no	TAMPA, FL	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Apr 6, 2006	Mar 30, 2010	no	TAMPA, FL\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	n/a	Nov 10, 2016	n/a	n/a	Departure no registered destination	Departure
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	PRIVATE CLIENT SERVICES GROUP, LLC	Dec 31, 2015	Jul 11, 2015	-173	Firm change after gap	Other
ANDERSON & STRUDWICK, INCORPORATED	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Oct 17, 2011	Oct 20, 2011	3	Firm change	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	ANDERSON & STRUDWICK, INCORPORATED	Apr 15, 2010	Apr 26, 2010	11	Firm change	Other
GUNNALLEN FINANCIAL, INC	J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Mar 30, 2010	Mar 27, 2010	-3	Firm change	Other

Relationships

Registered with (6)

→ PRIVATE CLIENT SERVICES GROUP, LLCRegistered adviserregistration: current employment
Jul 11, 2015 to presentfactForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Nov 10, 2016 to Nov 10, 2016factForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 20, 2011 to Dec 31, 2015factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Apr 26, 2010 to Oct 17, 2011factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 27, 2010 to Apr 15, 2010factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Apr 6, 2006 to Mar 30, 2010factForm ADV

Dated events

No dated event names this entity yet.