DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

RANDAL ROY CARSON

Advisor at MUTUAL ADVISORS, LLC

OMAHA, NE | CAMARILLO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:177681f2-963c-008d-a562-9f5c0eea5c15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 9, 1987
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: RANDY CARSON
IAPD individual key: 872114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jul 1, 2013	n/a	yes	CAMARILLO, CA\|OMAHA, NE	Current employment
KIPP FINANCIAL GROUP, INC.	Former SEC adviser	Sep 6, 2007	Nov 3, 2011	no	VENTURA, CA	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Oct 16, 2001	Jan 24, 2006	no	LOS ANGELES, CA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Jul 8, 1997	Jan 10, 2006	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KIPP FINANCIAL GROUP, INC.	MUTUAL ADVISORS, LLC	Nov 3, 2011	Jul 1, 2013	606	Firm change after gap	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	KIPP FINANCIAL GROUP, INC.	Jan 24, 2006	Sep 6, 2007	590	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	Jan 10, 2006	Oct 16, 2001	-1,547	Firm change after gap	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Jul 1, 2013 to presentfactForm ADV
→ KIPP FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 6, 2007 to Nov 3, 2011factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Oct 16, 2001 to Jan 24, 2006factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 10, 2006factForm ADV

Dated events

No dated event names this entity yet.