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Advisor at VANDERBILT ADVISORY SERVICES
WOODBURY, NY | Yorba Linda, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Nov 18, 2025 | n/a | yes | WOODBURY, NY|Yorba Linda, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Nov 28, 2025 | no | YORBA LINDA, CA | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 14, 2022 | Sep 5, 2025 | no | DALLAS, TX|YORBA LINDA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | VANDERBILT ADVISORY SERVICES | Nov 28, 2025 | Nov 18, 2025 | -10 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:116537:CA:2025-11-19 | Nov 28, 2025 | Nov 18, 2025 | YORBA LINDA, CA | Firm change |