DFX Intelligence

T••••• A•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

T••••• A•••••• P•••••••

Advisor at E••••••• P•••• A•••••••• L••

SUDBURY, MA

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Search this name across graphsid dfx:ria:1780d38b-8762-8a47-8479-f3f6c5b5cff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 26, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• P•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• P•••• A•••••••• L••	Independent wealth	Mar 15, 2004	n/a	yes	SUDBURY, MA	Current employment
S•••••••• A••••••• L••	National bd RIA	Feb 26, 1997	Apr 6, 2004	no	BURLINGTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	E••••••• P•••• A•••••••• L••	Apr 6, 2004	Mar 15, 2004	-22	Firm change	Other

Relationships

Registered with (2)

→ E••••••• P•••• A•••••••• L••Registered adviserregistration: current employment
Mar 15, 2004 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 26, 1997 to Apr 6, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1780d38b-8762-8a47-8479-f3f6c5b5cff7
First observed: Feb 26, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.