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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EXCHANGE PLACE ADVISORS, LLC

CRD 125240

SUDBURY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df22aaed-90bf-2b5a-073a-03d676fe6f45

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Mar 25, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $380MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $380M
Private client RAUM: $379MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $127Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 759
Individual clients: 156
High net worth clients: 92
Custody, client assets: $35.0M
SEC number: 801-63511
CRD: 125240
Filings on the tape: 26
First filed: Mar 19, 2012
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS ANTHONY PADOVANO	n/a	SUDBURY, MA	22	41	1	no
JOHN CHRISTOPHER OLLQUIST	n/a	Canton, MA \| SUDBURY, MA	22	42	1	no
Daniel Robert Ollquist	Certified Financial Planner	Canton, MA \| SUDBURY, MA	7	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OLLQUIST, JOHN, CHRISTOPHER	PRESIDENT / MEMBER	D	yes	02/2003	Mar 19, 2012	Sep 30, 2024
PADOVANO, THOMAS, ANTHONY	PRINCIPAL / SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER	C	yes	03/2004	Mar 19, 2012	Sep 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Canton	Ma	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$380M	$380M	3	3	1	n/a	n/a
2024	Mar 19, 2025	$354M	$354M	3	3	1	n/a	n/a
2023	Mar 22, 2024	$309M	$309M	3	3	0	n/a	n/a
2022	Mar 8, 2023	$270M	$270M	3	3	0	n/a	n/a
2021	Mar 22, 2022	$293M	$293M	3	3	0	n/a	n/a
2020	Feb 17, 2021	$263M	$263M	3	3	0	n/a	n/a
2019	Feb 14, 2020	$224M	$224M	3	3	0	n/a	n/a
2018	Feb 5, 2019	$189M	$189M	2	2	0	n/a	n/a
2017	Mar 5, 2018	$186M	$186M	2	2	0	n/a	n/a
2016	Mar 9, 2017	$165M	$165M	2	2	n/a	n/a	n/a
2015	Mar 14, 2016	$144M	$144M	2	2	n/a	n/a	n/a
2014	Mar 27, 2015	$149M	$149M	2	2	n/a	n/a	n/a
2013	Mar 20, 2014	$139M	$139M	2	2	n/a	n/a	n/a
2012	Mar 14, 2013	$126M	$126M	2	2	n/a	n/a	n/a
2011	Mar 19, 2012	$104M	$104M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$380M	$354M	7.3%	$270M	12.0%	3	3	1	1

Relationships

Registered with (3)

← Daniel Robert OllquistAdvisorregistration: current employment
Aug 13, 2019 to presentfactForm ADV
← THOMAS ANTHONY PADOVANOAdvisorregistration: current employment
Mar 15, 2004 to presentfactForm ADV
← JOHN CHRISTOPHER OLLQUISTAdvisorregistration: previous registration
May 8, 2003 to Mar 8, 2004factForm ADV

Controls (2)

← PADOVANO, THOMAS, ANTHONYOwnerPRINCIPAL / SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 19, 2012 to Sep 30, 2024factForm ADV
← OLLQUIST, JOHN, CHRISTOPHEROwnerPRESIDENT / MEMBER, ownership code D, individual
Mar 19, 2012 to Sep 30, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df22aaed-90bf-2b5a-073a-03d676fe6f45
First observed: Mar 19, 2012
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EXCHANGE PLACE ADVISORS, LLC

CRD 125240

SUDBURY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df22aaed-90bf-2b5a-073a-03d676fe6f45

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS ANTHONY PADOVANO

n/a

SUDBURY, MA

JOHN CHRISTOPHER OLLQUIST

n/a

Canton, MA | SUDBURY, MA

Daniel Robert Ollquist

Certified Financial Planner

Canton, MA | SUDBURY, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OLLQUIST, JOHN, CHRISTOPHER

PRESIDENT / MEMBER

yes

02/2003

Mar 19, 2012

Sep 30, 2024

PADOVANO, THOMAS, ANTHONY

PRINCIPAL / SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

03/2004

Mar 19, 2012

Sep 30, 2024

City

State

Country

Employees

Also broker-dealer

Canton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$380M

n/a

2024

Mar 19, 2025

$354M

n/a

2023

Mar 22, 2024

$309M

n/a

2022

Mar 8, 2023

$270M

n/a

2021

Mar 22, 2022

$293M

n/a

2020

Feb 17, 2021

$263M

n/a

2019

Feb 14, 2020

$224M

n/a

2018

Feb 5, 2019

$189M

n/a

2017

Mar 5, 2018

$186M

n/a

2016

Mar 9, 2017

$165M

n/a

2015

Mar 14, 2016

$144M

n/a

2014

Mar 27, 2015

$149M

n/a

2013

Mar 20, 2014

$139M

n/a

2012

Mar 14, 2013

$126M

n/a

2011

Mar 19, 2012

$104M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$380M

$354M

7.3%

$270M

12.0%