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RIA / WealthAdvisor24 years in industry

Nathan Michael Flynn

Advisor at HERMOSA WEALTH MANAGEMENT

Carmel, IN | HERMOSA BEACH, CA

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Search this name across graphsid dfx:ria:17831f64-d231-9a4d-d7af-0a582a878a4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HERMOSA WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 13, 2021
First registration: Jul 30, 2002
Dual registered: no
Other names: NATHAN M FLYNN|NATHAN MICHAEL FLYNN|Nathan Flynn
IAPD individual key: 2787795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HERMOSA WEALTH MANAGEMENT	State registered	May 13, 2026	n/a	yes	Carmel, IN\|HERMOSA BEACH, CA	Current employment
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 17, 2014	Jul 10, 2017	no	INDIANAPOLIS, IN\|CHICAGO, IL	Previous registration
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	Mar 7, 2007	Aug 22, 2014	no	INDIANAPOLIS, IN\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Jul 30, 2002	Mar 28, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	HERMOSA WEALTH MANAGEMENT	Jul 10, 2017	May 13, 2026	3,229	Firm change after gap	Other
WILLIAM BLAIR & COMPANY L.L.C.	FIFTH THIRD SECURITIES, INC.	Aug 22, 2014	Dec 17, 2014	117	Firm change	Other
J.P. MORGAN SECURITIES INC.	WILLIAM BLAIR & COMPANY L.L.C.	Mar 28, 2003	Mar 7, 2007	1,440	Firm change after gap	Other

Relationships

Registered with (4)

→ HERMOSA WEALTH MANAGEMENTRegistered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 17, 2014 to Jul 10, 2017factForm ADV
→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: previous registration
Mar 7, 2007 to Aug 22, 2014factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Jul 30, 2002 to Mar 28, 2003factForm ADV

Dated events

No dated event names this entity yet.