RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• M•••••• F••••
- H•••••• W••••• M••••••••• state registered currentsince May 13, 2026 · Carmel, In
- F•••• T•••• S••••••••• I••• BD affiliatedDec 17, 2014 to Jul 10, 2017 · Indianapolis, In
- W•••••• B•••• • C•••••• L••••• BD affiliatedMar 7, 2007 to Aug 22, 2014 · Indianapolis, In
- J••• M••••• S••••••••• I••• unclassifiedJul 30, 2002 to Mar 28, 2003 · Chicago, Il
- F•••• T•••• S••••••••• I••• to H•••••• W••••• M•••••••••left Jul 10, 2017, registered May 13, 2026 (3229 days) · Other
- W•••••• B•••• • C•••••• L••••• to F•••• T•••• S••••••••• I•••left Aug 22, 2014, registered Dec 17, 2014 (117 days) · Other
- J••• M••••• S••••••••• I••• to W•••••• B•••• • C•••••• L•••••left Mar 28, 2003, registered Mar 7, 2007 (1440 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address