DFX Intelligence

A••• M••••••••• A•• R••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A••• M••••••••• A•• R••••••• C••••••• L••

CRD 339043

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Search this name across graphsid dfx:ria:178cf94e-933f-dd39-f908-34c27a5457d3

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Dec 24, 2025 to Aug 28, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• M••••••••• a•• R••••••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $201M••• Locked
Discretionary RAUM: $201M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• D••••••• L•••••	MANAGING MEMBER AND CCO	D	yes	06/2025	Aug 28, 2026	Aug 28, 2026
M••••••• M••••••• F••••••	MANAGING MEMBER	D	yes	06/2025	Aug 28, 2026	Aug 28, 2026

Relationships

Controls (2)

← M••••••• M••••••• F••••••OwnerMANAGING MEMBER, ownership code D, individual
Aug 28, 2026 to presentfactForm ADV
← F•••••• D••••••• L•••••OwnerMANAGING MEMBER AND CCO, ownership code D, individual
Aug 28, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:178cf94e-933f-dd39-f908-34c27a5457d3
First observed: Dec 24, 2025
Last observed: Aug 28, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.