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SEC-registered adviser

A••• M••••••••• A•• R••••••• C••••••• L••

Asset manager (funds and pooled vehicles)CRD 339043SEC 801-135238websiteIAPD
Latest filing Aug 28, 2026
First filing on the tape Dec 24, 2025 · 3 filings
SEC status approved since Jan 29, 2026
RAUM
$201M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$201M as of Aug 28, 2026
Dec 24, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Dec 24, 20250 then
Employees (5.A)3 as of Aug 28, 2026
Dec 24, 20252 then
Private funds3 as of Aug 28, 2026
Dec 24, 20251 then
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$66.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$201M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• D••••••• L••••• · Managing Member And Ccocontrol
        since 06/2025 · owns 50% to 75%
      • M••••••• M••••••• F•••••• · Managing Membercontrol
        since 06/2025 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 3
        Dec 24, 2025 to May 27, 2026
      • Pooled vehicle clients · unset to 3.0
        Dec 24, 2025 to May 27, 2026
      • Assets in custody · unset to 0.0
        Dec 24, 2025 to May 27, 2026
      • Custody of client assets · false to true
        Dec 24, 2025 to May 27, 2026
      • Employees · 2 to 3
        Dec 24, 2025 to May 27, 2026
      • Private funds · 1 to 3
        Dec 24, 2025 to May 27, 2026
      • Discretionary RAUM · $0 to $201M
        Dec 24, 2025 to May 27, 2026
      • Pooled vehicle RAUM · $0 to $201M
        Dec 24, 2025 to May 27, 2026
      • RAUM · $0 to $201M
        Dec 24, 2025 to May 27, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      a••••••.comreportedpublic record, Form ADV, Aug 28, 2026
      Principal office phone
      646-584-5514reportedpublic record, Form ADV, Aug 28, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026