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Advisor at AMERICAN CAPITAL MANAGEMENT, INC.
COLUMBUS, OH | NEW ALBANY, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN CAPITAL MANAGEMENT, INC. | State registered | Dec 17, 2014 | n/a | yes | COLUMBUS, OH|NEW ALBANY, IN | Current employment |
| ESTATE PLANNING PROFESSIONALS | Former SEC adviser | Sep 13, 2010 | Dec 16, 2014 | no | WESTERVILLE, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 4, 2006 | Sep 8, 2010 | no | COLUMBUS, OH|DUBLIN, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 19, 2002 | Dec 14, 2006 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESTATE PLANNING PROFESSIONALS | AMERICAN CAPITAL MANAGEMENT, INC. | Dec 16, 2014 | Dec 17, 2014 | 1 | Firm change | Other |
| WELLS FARGO ADVISORS | ESTATE PLANNING PROFESSIONALS | Sep 8, 2010 | Sep 13, 2010 | 5 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 14, 2006 | Dec 4, 2006 | -10 | Firm change | Wirehouse to wirehouse |