DFX Intelligence

B•••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)14 years in industry

B•••• J•••• H••••••

Advisor at A••••• C•••••• A••••••• L••

SEATTLE, WA | Burnsville, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17953443-a639-832d-a3d2-0ae07b7b4d36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• C•••••• A••••••• L••	Independent wealth	Jun 30, 2023	n/a	yes	SEATTLE, WA\|Burnsville, MN	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 29, 2021	Jun 30, 2023	no	ST. PAUL, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	A••••• C•••••• A••••••• L••	Jun 30, 2023	Jun 30, 2023	0	Firm change	Ibd to RIA
A•••• P•••• A•••••••	S••••••••• A•••••• A•••••••• I•••	Jun 30, 2023	Sep 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ A••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2021 to Jun 30, 2023factForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 30, 2023factForm ADV
→ K•• F•••••••• S•••••••• I••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17953443-a639-832d-a3d2-0ae07b7b4d36
First observed: Jun 13, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.