DFX Intelligence

J••••• J•••••• L• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••••• J•••••• L• P•••

Advisor at N••••••• E••• W••••• M•••••••••

MARQUETTE, MI

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Search this name across graphsid dfx:ria:17960d8c-c37d-ec0f-aca5-53a700798ffa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• E••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• E••• W••••• M•••••••••	Independent wealth	Dec 1, 2025	n/a	yes	MARQUETTE, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 29, 2010	Dec 8, 2025	no	MARQUETTE, MI\|Marquette, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N••••••• E••• W••••• M•••••••••	Dec 8, 2025	Dec 1, 2025	-7	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:338102:MI:2025-12-04	Dec 8, 2025	Dec 1, 2025	MARQUETTE, MI	Firm change

Relationships

Registered with (2)

→ N••••••• E••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2010 to Dec 8, 2025factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17960d8c-c37d-ec0f-aca5-53a700798ffa
First observed: Oct 29, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.