This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2021-08-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

4

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

0

Custody, client assets

$0

SEC number

801-119906

CRD

310781

Filings on the tape

7

First filed

Oct 30, 2020

Latest filed

Aug 24, 2021

Organised

Corporation, Virginia

• Occurred

  Aug 24, 2021
  Control person left

  T James Zelloe (Owner) no longer on Schedule A of Alphagora Ltd (listed 2021-03-31, absent 2021-08-24)

  Form ADVobserved 6 days ago
• Occurred

  Oct 30, 2020
  First Form ADV filing

  Alphagora Ltd filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:17a2faba-39c4-a8fc-b8ac-b66a1dc537c6

First observed

Oct 30, 2020

Last observed

Aug 24, 2021 61 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.