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Former SEC-registered adviser

A•••••••• L••

Former SEC-registered adviserVienna, VirginiaCRD 310781SEC 801-119906IAPD
Latest filing Aug 24, 2021
First filing on the tape Oct 30, 2020 · 7 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$0 as of Aug 24, 2021
Oct 30, 2020$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 24, 2021
Oct 30, 20200 then
Employees (5.A)4 as of Aug 24, 2021
Oct 30, 20205 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 24, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••• R••••• · Chief Compliance Officercontrol
        since 11/2019 · owns 10% to 25%
      • D••••••• R••••• · Chief Compliance Officer
        since 10/2020 · owns 75% or more of R••••••••• E••••••••• L••
      • R••••• R••••• A•••••• · Owner
        since 05/2017 · owns 75% or more of R••••••••• L••
      • W••••• M•••••••• J• · Owner
        since 09/2020 · owns 75% or more of W•••• E•• L••
      • Z•••••• A••••••••• J•••• · Owner And Chief Marketing Director
        since 06/2019 · owns 75% or more of C••• D••• A•••••••• L••
      Entity owners
      • C••• D••• A•••••••• L•• · Shareholder
        direct · owns 10% to 25%
      • R••••••••• E••••••••• L•• · Shareholder
        direct · owns 10% to 25%
      • R••••••••• L•• · Shareholder
        direct · owns 10% to 25%
      • W•••• E•• L•• · Shareholder
        direct · owns 10% to 25%
      • J•••• T• Z••••• P• · Withdrawn
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · unset to 0.0
        Mar 31, 2021 to Aug 24, 2021
      • Employees · 5 to 4
        Mar 31, 2021 to Aug 24, 2021
      • HQ city · FAIRFAX to VIENNA
        Mar 31, 2021 to Aug 24, 2021
      Signals
      2 dated events
      • T James Zelloe (Owner) no longer on Schedule A of A•••••••• L•• (listed 2021-03-31, absent 2021-08-24)
        Aug 24, 2021 · Control person left · inference
      • A•••••••• L•• filed its initial SEC registration (Form ADV)
        Oct 30, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026