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CRD 107823
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHARLES KELLEY | n/a | MINNEAPOLIS, MN | 22 | 38 | n/a | no |
| MARK ANTHONY VITELLI | Chartered Financial Analyst | MINNEAPOLIS, MN | 12 | 16 | 1 | no |
| MARK STEVEN HALVERSON | n/a | MINNEAPOLIS, MN | 12 | 20 | 2 | no |
| LEIGH NIEBUHR | n/a | MINNEAPOLIS, MN | 12 | 24 | n/a | no |
| CHRISTOPHER CHARLES KELLEY | n/a | MINNEAPOLIS, MN | 12 | 18 | 4 | no |
| CHRISTOPHER NUTH | n/a | MINNEAPOLIS, MN | 6 | 11 | n/a | no |
| Rachel Rebecca Krube | n/a | MINNEAPOLIS, MN | 2 | 11 | n/a | no |
| Elizabeth Clare Alward | n/a | MINNEAPOLIS, MN | 2 | 12 | n/a | no |
| Alyssa Blair Craggs | n/a | MINNEAPOLIS, MN | 2 | 11 | n/a | no |
| Jordan Elizabeth Thorpe | n/a | MINNEAPOLIS, MN | 2 | 11 | n/a | no |
| RISHI BISWAS | n/a | MINNEAPOLIS, MN | 1 | 15 | n/a | no |
| RICHARD JOSEPH STARK | Chartered Financial Analyst | Englewood, CO | 1 | 42 | 2 | no |
| JAY MICHAEL JACKLEY | n/a | MINNEAPOLIS, MN | 0 | 30 | 1 | no |
| Jennifer Ann Oseth | n/a | MINNEAPOLIS, MN | 0 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KELLEY, CHARLES | PRINCIPAL/FOUNDER OFFICER | D | yes | 08/1988 | Mar 26, 2026 | Mar 26, 2026 |
| KELLEY, CHRISTOPHER, CHARLES | Director | Na | yes | 07/2017 | Mar 26, 2026 | Mar 26, 2026 |
| KELLEY, SAMUEL, H | Director | Na | yes | 07/2017 | Mar 26, 2026 | Mar 26, 2026 |
| Stern, Phillip, C | President | Na | yes | 04/2016 | Mar 26, 2026 | Mar 26, 2026 |
| NIEBUHR, LEIGH | SENIOR PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER | B | yes | 01/2013 | Jan 3, 2013 | Mar 26, 2024 |
| Kelley, Emily, B | TRUSTEE OF THE EMILY B. KELLEY FAMILY IRREVOCABLE TRUST | B | no | 12/2018 | Mar 26, 2026 | Mar 26, 2026 |
| EMILY B. KELLEY FAMILY IRREVOCABLE TRUST | Shareholder | B | no | 12/2018 | Mar 26, 2019 | Mar 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $2.6B | $2.4B | 20 | 10 | 1 | n/a | n/a |
| 2024 | Mar 25, 2025 | $2.1B | $2.1B | 18 | 9 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.0B | $1.9B | 18 | 9 | 0 | n/a | n/a |
| 2022 | Mar 22, 2023 | $1.8B | $1.7B | 17 | 8 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $2.1B | $2.0B | 16 | 8 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $1.7B | $1.7B | 15 | 8 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $1.5B | $1.4B | 8 | 7 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $1.2B | $1.1B | 8 | 7 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $1.2B | $1.2B | 7 | 6 | 0 | n/a | n/a |
| 2016 | Mar 20, 2017 | $910M | $902M | 7 | 6 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $819M | $809M | 6 | 6 | n/a | n/a | n/a |
| 2014 | Mar 18, 2015 | $819M | $806M | 6 | 6 | n/a | n/a | n/a |
| 2013 | Mar 18, 2014 | $744M | $693M | 5 | 5 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $597M | $595M | 5 | 5 | n/a | n/a | n/a |
| 2011 | Mar 16, 2012 | $541M | $533M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.6B | $2.1B | 20.7% | $1.8B | 13.5% | 20 | 18 | 1 | 0 |