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RIA / WealthAdvisor18 years in industry

CHRISTOPHER CHARLES KELLEY

Advisor at COMPASS CAPITAL MANAGEMENT INC

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:028e65c1-7763-ff7d-4bef-7ab2c0c07bc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS CAPITAL MANAGEMENT INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 11, 2007
First registration: Dec 19, 2007
Dual registered: no
IAPD individual key: 5049750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS CAPITAL MANAGEMENT INC	Independent wealth	May 19, 2014	n/a	yes	MINNEAPOLIS, MN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Mar 25, 2014	no	BOSTON, MA\|NEW YORK, NY\|NEW YORK, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 8, 2009	Oct 23, 2009	no	NEW YORK, NY\|BOSTON, MA\|NEW YORK, NY\|NEW YORK, NY\|BOSTON, MA	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Jan 14, 2008	Dec 31, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 19, 2007	Jan 14, 2008	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COMPASS CAPITAL MANAGEMENT INC	Mar 25, 2014	May 19, 2014	55	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
BOFA ADVISORS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 31, 2008	Jan 8, 2009	8	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	BOFA ADVISORS, LLC	Jan 14, 2008	Jan 14, 2008	0	Firm change	Other

Relationships

Registered with (4)

→ COMPASS CAPITAL MANAGEMENT INCRegistered adviserregistration: current employment
May 19, 2014 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Mar 25, 2014factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 8, 2009 to Oct 23, 2009factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 14, 2008 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.