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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Buffalo, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 1, 2025 | n/a | yes | Buffalo, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 25, 2022 | Mar 18, 2025 | no | WILLIAMSVILLE, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2020 | Aug 31, 2022 | no | WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 18, 2025 | Apr 1, 2025 | 14 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 31, 2022 | Nov 25, 2022 | 86 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:NY:2022-08-31 | Aug 31, 2022 | Nov 25, 2022 | WILLIAMSVILLE, NY | Firm change |