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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MEQUON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GENTIAN FINANCIAL, INC. | State registered | Sep 7, 2022 | n/a | yes | MEQUON, WI | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 20, 2015 | n/a | yes | MEQUON, WI | Current employment |
| FILBRANDT INVESTMENT ADVISERS INCORPORATED | Former SEC adviser | Nov 26, 2013 | Nov 17, 2015 | no | MIDDLETON, WI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 15, 2012 | Nov 18, 2013 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FILBRANDT INVESTMENT ADVISERS INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 17, 2015 | Feb 20, 2015 | -270 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FILBRANDT INVESTMENT ADVISERS INCORPORATED | Nov 18, 2013 | Nov 26, 2013 | 8 | Firm change | Other |