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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FILBRANDT INVESTMENT ADVISERS INCORPORATED

CRD 104562

MIDDLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1a80166-e80c-1cbe-8ae5-ecb94459f893

Data as of Mar 23, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Mar 23, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $891MItem 5.F on the latest filing (2017-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $671M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 10
Accounts: 2,619
SEC number: 801-55558
CRD: 104562
Filings on the tape: 12
First filed: Mar 26, 2012
Latest filed: Mar 23, 2017
Organised: Corporation, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FILBRANDT, MICHAEL, JOHN	VICE PRESIDENT	D	yes	05/2010	Mar 26, 2012	Mar 23, 2017
FILBRANDT, PATRICIA, JEAN	PRESIDENT, SECRETARY, TREASURER AND CHIEF COMPLIANCE OFFICER	D	yes	05/2010	Mar 26, 2012	Mar 23, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FILBRANDT AND COMPANY, INCORPORATED	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 23, 2017	$891M	$671M	14	10	n/a	n/a	n/a
2015	Mar 29, 2016	$627M	$621M	22	9	n/a	n/a	n/a
2014	Mar 4, 2015	$708M	$706M	13	6	n/a	n/a	n/a
2013	Mar 26, 2014	$644M	$642M	13	5	n/a	n/a	n/a
2012	Apr 1, 2013	$528M	$524M	16	5	n/a	n/a	n/a
2011	Mar 26, 2012	$421M	$421M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$891M	$627M	42.1%	$644M	11.5%	14	22	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FILBRANDT WEALTH MANAGEMENT, LLC	9	Feb 21, 2018	Feb 1, 2018	MIDDLETON, WI	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← FILBRANDT, MICHAEL, JOHNOwnerVICE PRESIDENT, ownership code D, individual
Mar 26, 2012 to presentfactForm ADV
← FILBRANDT, PATRICIA, JEANOwnerPRESIDENT, SECRETARY, TREASURER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 26, 2012 to presentfactForm ADV

Registered with (21)

← STEVEN JAMES HOFFMANAdvisorregistration: previous registration
Aug 16, 2016 to Feb 21, 2018factForm ADV
← TRAVIS RICHARD CLIFFAdvisorregistration: previous registration
Apr 16, 2013 to Feb 21, 2018factForm ADV
← SCOTT LYLE KORNSTEDTAdvisorregistration: previous registration
Jul 2, 2012 to Feb 21, 2018factForm ADV
← SHIRLENE D CHARTAdvisorregistration: previous registration
Nov 12, 2014 to Feb 21, 2018factForm ADV
← JAMES MATTHEW HAYGOODAdvisorregistration: previous registration
Jul 18, 2011 to Feb 21, 2018factForm ADV
← ZACH DONALD MEULEMANSAdvisorregistration: previous registration
Aug 16, 2016 to Feb 21, 2018factForm ADV
← Keith Gerald LueckAdvisorregistration: previous registration
Jan 14, 2016 to Feb 21, 2018factForm ADV
← Bradley Michael HoweAdvisorregistration: previous registration
Mar 29, 2016 to Feb 21, 2018factForm ADV
← Robert Oliver KlitzkeAdvisorregistration: previous registration
Nov 7, 2016 to Feb 21, 2018factForm ADV
← PETER ALFRED NORDENBERGAdvisorregistration: previous registration
Nov 26, 2013 to Nov 17, 2015factForm ADV
← JASON LAWRENCE MASCITTIAdvisorregistration: previous registration
Jan 16, 2014 to Sep 22, 2015factForm ADV
← SHERRY LYNN PINGELAdvisorregistration: previous registration
Mar 31, 2011 to Jan 13, 2014factForm ADV
← BRETT H CHRISTENSENAdvisorregistration: previous registration
Feb 4, 1999 to Jul 12, 2013factForm ADV
← GREGORY STEVEN CASPERAdvisorregistration: previous registration
May 30, 2012 to Feb 19, 2013factForm ADV
← CRYSTAL L CARLSONAdvisorregistration: previous registration
Apr 14, 2010 to Nov 13, 2012factForm ADV
← JAMIE JOHN DROESSLERAdvisorregistration: previous registration
Mar 16, 2009 to Apr 30, 2010factForm ADV
← JAYSON ANDREW VOIGTAdvisorregistration: previous registration
Jun 8, 2006 to Mar 12, 2010factForm ADV
← MANJULA K HETTIARACHCHIAdvisorregistration: previous registration
Sep 26, 2005 to Sep 22, 2009factForm ADV
← DANIEL ARTHUR GRESCHAdvisorregistration: previous registration
Oct 14, 1998 to Sep 6, 2005factForm ADV
← MATTHEW ARMSTRONG GOETZKEAdvisorregistration: previous registration
Apr 6, 2005 to May 16, 2005factForm ADV
← KURT MATHIAS AHRENSAdvisorregistration: previous registration
Nov 13, 2000 to May 9, 2002factForm ADV

Moved with (1)

→ FILBRANDT WEALTH MANAGEMENT, LLCRegistered adviser9 advisors, firm absorbed, same day
Feb 21, 2018 to Feb 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1a80166-e80c-1cbe-8ae5-ecb94459f893
First observed: Mar 26, 2012
Last observed: Mar 23, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FILBRANDT INVESTMENT ADVISERS INCORPORATED

CRD 104562

MIDDLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1a80166-e80c-1cbe-8ae5-ecb94459f893

Data as of Mar 23, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FILBRANDT, MICHAEL, JOHN

VICE PRESIDENT

yes

05/2010

Mar 26, 2012

Mar 23, 2017

FILBRANDT, PATRICIA, JEAN

PRESIDENT, SECRETARY, TREASURER AND CHIEF COMPLIANCE OFFICER

yes

05/2010

Mar 26, 2012

Mar 23, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FILBRANDT AND COMPANY, INCORPORATED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 23, 2017

$891M

$671M

n/a

2015

Mar 29, 2016

$627M

$621M

n/a

2014

Mar 4, 2015

$708M

$706M

n/a

2013

Mar 26, 2014

$644M

$642M

n/a

2012

Apr 1, 2013

$528M

$524M

n/a

2011

Mar 26, 2012

$421M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$891M

$627M

42.1%

$644M

11.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FILBRANDT WEALTH MANAGEMENT, LLC

Feb 21, 2018

Feb 1, 2018

MIDDLETON, WI

Firm absorbed

Other

100.0%