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RIA / WealthAdvisorCertified Financial Planner21 years in industry

KIMBERLY ANN FLYNN

Advisor at CERITY PARTNERS LLC

NEW YORK, NY | Boston, MA

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Search this name across graphsid dfx:ria:17c34d04-206e-1ae7-7fe3-7e2504ea6cbd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Apr 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 11, 2005
First registration: Apr 19, 2005
Dual registered: no
Other names: KIMBERLY ANN SMALL
IAPD individual key: 3210741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Sep 9, 2026	n/a	yes	Boston, MA\|NEW YORK, NY	Current employment
CWM, LLC	Bd affiliated wealth	May 22, 2024	Jun 11, 2026	no	Foxborough, MA\|OMAHA, NE\|Boston, MA	Previous registration
CWM, LLC	Bd affiliated wealth	Jul 26, 2023	Feb 9, 2024	no	Boston, MA\|OMAHA, NE	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 9, 2020	Sep 30, 2022	no	NEWARK, NJ\|Pembroke, MA	Previous registration
Facet	Independent wealth	Aug 15, 2019	Nov 18, 2019	no	Pembroke, MA\|WEST PALM BEACH, FL	Previous registration
KLARITY FINANCIAL LLC	n/a	Sep 14, 2016	Aug 16, 2019	no	BOSTON, MA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	May 9, 2016	Aug 24, 2016	no	Boston, MA\|WALTHAM, MA\|Boston, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 23, 2009	Nov 1, 2011	no	BOSTON, MA	Previous registration
STRATEGICPOINT INVESTMENT ADVISORS LLC	Independent wealth	Apr 19, 2005	May 25, 2005	no	PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CWM, LLC	CERITY PARTNERS LLC	Jun 11, 2026	Sep 9, 2026	90	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	CWM, LLC	Sep 30, 2022	Jul 26, 2023	299	Firm change	Ibd to ibd
Facet	PRUCO SECURITIES, LLC	Nov 18, 2019	Sep 9, 2020	296	Firm change	RIA to ibd
KLARITY FINANCIAL LLC	Facet	Aug 16, 2019	Aug 15, 2019	-1	Firm change	Other
PRINCIPAL SECURITIES, INC.	KLARITY FINANCIAL LLC	Aug 24, 2016	Sep 14, 2016	21	Firm change	Other
LPL FINANCIAL LLC	PRINCIPAL SECURITIES, INC.	Nov 1, 2011	May 9, 2016	1,651	Firm change after gap	Other
STRATEGICPOINT INVESTMENT ADVISORS LLC	LPL FINANCIAL LLC	May 25, 2005	Oct 23, 2009	1,612	Firm change after gap	Other

Relationships

Registered with (8)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
May 22, 2024 to Jun 11, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 9, 2020 to Sep 30, 2022factForm ADV
→ FACETRegistered adviserregistration: previous registration
Aug 15, 2019 to Nov 18, 2019factForm ADV
→ KLARITY FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 14, 2016 to Aug 16, 2019factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
May 9, 2016 to Aug 24, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 23, 2009 to Nov 1, 2011factForm ADV
→ STRATEGICPOINT INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Apr 19, 2005 to May 25, 2005factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
Kimberly Ann Flynn left Cwm, Llc for Cerity Partners Llc (registered 2026-09-09)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Kimberly Ann Flynn left Pruco Securities, Llc for Cwm, Llc (registered 2023-07-26)
Form ADVobserved 5 days ago