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FACET WEALTH, INC, CRD 285961
WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-31 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID FRITZ WIRTH | Certified Financial Planner | Manassas, VA | WEST PALM BEACH, FL | 8 | 28 | 3 | no |
| RICHARD LAWRENCE ELLIOTT | Certified Financial Planner | Ft. Meyers, FL | WEST PALM BEACH, FL | 6 | 28 | 3 | no |
| Muata Rikondja Mahluli | Certified Financial Planner | WEST PALM BEACH, FL | Beverly Hills, MI | 6 | 29 | 5 | no |
| THOMAS KIRBY | Certified Financial Planner | Arvada, CO | WEST PALM BEACH, FL | 6 | 29 | 4 | no |
| BRIAN Christopher WAGNON | Certified Financial Planner | Spokane, WA | WEST PALM BEACH, FL | 6 | 15 | 4 | no |
| ALEXANDRA VIRGINIA Wilson | Certified Financial Planner | WEST PALM BEACH, FL | Bethlehem, GA | 5 | 10 | 1 | no |
| ERIC KARL REINHOLD MASCH | Certified Financial Planner | Davis, CA | WEST PALM BEACH, FL | 5 | 14 | 1 | no |
| JOSEPH Amery STAUB | Certified Financial Planner | Memphis, TN | WEST PALM BEACH, FL | 5 | 28 | 3 | no |
| Kimberly B DuLaurence | Certified Financial Planner | Thornton, NH | WEST PALM BEACH, FL | 5 | 23 | 3 | no |
| BRENT MITCHELL WEISS | Certified Financial Planner|Chartered Financial Consultant | St Petersburg, FL | WEST PALM BEACH, FL | 5 | 20 | 2 | no |
| NOREEN BURTNER | Certified Financial Planner | WEST PALM BEACH, FL | Springfield, TN | 5 | 17 | 3 | no |
| SABRINA LEE | Certified Financial Planner | WEST PALM BEACH, FL | San Rafael, CA | 5 | 13 | 2 | no |
| EVAN THOMAS BYRNE | Certified Financial Planner | Azle, TX | WEST PALM BEACH, FL | 5 | 11 | 1 | no |
| Meagen LeeAnna Wagner | Certified Financial Planner | St. Louis, MO | WEST PALM BEACH, FL | 5 | 11 | n/a | no |
| MATTHEW JOHN FARRELL | Certified Financial Planner | Stonington, CT | WEST PALM BEACH, FL | 5 | 21 | 2 | no |
| JUSTIN MICHAEL FLORES | Certified Financial Planner | Severance, CO | WEST PALM BEACH, FL | 5 | 10 | 2 | no |
| Patrick Charles Sabol | Certified Financial Planner | Springfield, PA | WEST PALM BEACH, FL | 5 | 10 | 2 | no |
| Bryant Robert Malloy | Certified Financial Planner | Westminster, CO | WEST PALM BEACH, FL | 5 | 16 | 1 | no |
| Christopher James Millius | Certified Financial Planner | WEST PALM BEACH, FL | Denver, CO | 4 | 10 | 2 | no |
| Sean Wilburn Powley | Certified Financial Planner | Charlotte, NC | WEST PALM BEACH, FL | 4 | 10 | 1 | no |
| JUSTIN THOMAS BELLOWS | Certified Financial Planner|Chartered Financial Consultant | WEST PALM BEACH, FL | Boerne, TX | 4 | 16 | 1 | no |
| GARY D JOHNSTON | Certified Financial Planner | WEST PALM BEACH, FL | Perkasie, PA | 4 | 11 | 1 | no |
| SARAH E GALLAGHER | Certified Financial Planner | WEST PALM BEACH, FL | Canton, GA | 4 | 24 | 5 | no |
| THOMAS DOUGLAS DAVIS GRAFF | Chartered Financial Analyst | Phoenix, MD | WEST PALM BEACH, FL | 3 | 16 | 1 | no |
| ALLYSON ELAINE Cooper | Certified Financial Planner | Altoona, WI | WEST PALM BEACH, FL | 3 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GRAFF, THOMAS, DOUGLAS DAVIS | CHIEF INVESTMENT OFFICER | Na | yes | 05/2022 | Jul 31, 2026 | Jul 31, 2026 |
| HUFMAN, CHRISTOPHER, JOHN | CHIEF ADMIN OFFICER/CHIEF COMPLIANCE OFFICER | Na | yes | 06/2018 | Jul 31, 2026 | Jul 31, 2026 |
| Jones, Anderson, Egan | CHIEF EXECUTIVE OFFICER AND DIRECTOR | A | yes | 11/2016 | Jul 31, 2026 | Jul 31, 2026 |
| JOSHI, SHRUTI, SATISH | CHIEF OPERATING OFFICER, DIRECTOR | Na | yes | 08/2021 | Jul 31, 2026 | Jul 31, 2026 |
| MCKENNA, PATRICK, ROYAL | EXECUTIVE CHAIRMAN AND DIRECTOR | A | yes | 11/2016 | Jul 31, 2026 | Jul 31, 2026 |
| PATEL, DARSHAN, BHUPENDRA | CHIEF FINANCIAL OFFICER | Na | yes | 03/2024 | Jul 31, 2026 | Jul 31, 2026 |
| ROAME, CHARLES, MICHAEL | Director | Na | yes | 08/2018 | Jul 31, 2026 | Jul 31, 2026 |
| SCHELL, TODD, MARSHALL | Director | Na | yes | 08/2018 | Jul 31, 2026 | Jul 31, 2026 |
| STEIN, JEFFREY, SCOTT | Director | Na | yes | 08/2018 | Jul 31, 2026 | Jul 31, 2026 |
| WEISS, BRENT, MITCHELL | CO-FOUNDER | Na | yes | 11/2016 | Jul 31, 2026 | Jul 31, 2026 |
| WARBURG PINCUS FINANCIAL SECTOR GP, L.P. | GENERAL PARTNER | F | yes | 06/2017 | Oct 1, 2018 | Dec 3, 2024 |
| WARBURG PINCUS XII, L.P. | GENERAL PARTNER | F | yes | 06/2015 | Oct 1, 2018 | Dec 3, 2024 |
| DURABLE CAPITAL MASTER FUND LP | Shareholder | B | no | 01/2022 | Jul 31, 2026 | Jul 31, 2026 |
| WARBURG PINCUS FINANCIAL | Shareholder | B | no | 08/2018 | Jul 31, 2026 | Jul 31, 2026 |
| WARBURG PINCUS PRIVATE EQUITY | Shareholder | B | no | 08/2018 | Jul 31, 2026 | Jul 31, 2026 |
| DURABLE CAPITAL ASSOCIATES LLC | GENERAL PARTNER | F | no | 01/2022 | Feb 10, 2022 | Dec 3, 2024 |
| WARBURG PINCUS FINANCIAL SECTOR, LP | Shareholder | B | no | 08/2018 | Sep 10, 2018 | Dec 3, 2024 |
| WARBURG PINCUS PRIVATE EQUITY XII, LP | Shareholder | B | no | 08/2018 | Sep 10, 2018 | Dec 3, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 4, 2026 | $6.0B | $6.0B | 168 | 55 | 25 | n/a | n/a |
| 2024 | Apr 15, 2025 | $3.9B | $3.9B | 150 | 58 | 0 | n/a | n/a |
| 2023 | Jan 11, 2024 | $2.5B | $2.5B | 234 | 98 | 0 | n/a | n/a |
| 2022 | Jan 30, 2023 | $1.6B | $1.6B | 275 | 115 | 0 | n/a | n/a |
| 2021 | Feb 10, 2022 | $1.1B | $1.1B | 309 | 129 | 0 | n/a | n/a |
| 2020 | Feb 4, 2021 | $502M | $502M | 213 | 88 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $141M | $141M | 116 | 37 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $43.7M | $43.7M | 43 | 9 | 3 | n/a | n/a |
| 2017 | Mar 16, 2018 | $23.0M | $23.0M | 17 | 4 | 2 | n/a | n/a |
| 2016 | Mar 30, 2017 | $0 | $0 | 7 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 41 | 15 | 26 | 17.2% | 17 | 2 | 0 | 59 | 69 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.6B | $3.9B | 96.7% | $1.6B | 66.8% | 238 | 150 | 25 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2 | Jun 18, 2026 | Jun 22, 2026 | BOSTON, MA | Team lift out | Ibd to RIA | 0.0% |
| VANGUARD ADVISERS, INC. | 2 | Nov 9, 2023 | Nov 7, 2023 | CHARLOTTE, NC | Team lift out | Ibd to RIA | 0.1% |
| VANGUARD ADVISERS, INC. | 3 | Aug 5, 2021 | Aug 10, 2021 | CHARLOTTE, NC | Team lift out | Ibd to RIA | 0.2% |
| ADVICE AND PLANNING SERVICES | 4 | Nov 13, 2020 | Mar 2, 2021 | CHICAGO, IL | Team lift out | Ibd to RIA | 0.3% |
| SMARTPATH ADVISORS | 2 | Sep 4, 2020 | Oct 29, 2020 | ATLANTA, GA | Team lift out | Other | 28.6% |
| CHARLES SCHWAB & CO., INC. | 2 | Mar 27, 2020 | Mar 20, 2020 | LONE TREE, CO | Team lift out | Ibd to RIA | 0.1% |
| Grove | 2 | Sep 6, 2019 | Mar 4, 2021 | SAN FRANCISCO, CA | Team lift out | RIA to RIA | 40.0% |
| VANGUARD ADVISERS, INC. | 2 | Jul 23, 2019 | Sep 12, 2019 | SCOTTSDALE, AZ | Team lift out | Ibd to RIA | 0.3% |